LS
Linda H. Sutkin
WILLIAM BLAIR
BROOKLYN, NY
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CRD#: 1084086
LS
Professional summary
Linda Hope Sutkin, who also goes by Linda Hope Sutkin Kessler, Linda Kessler, Linda Hope Sutkinkessler, is a registered financial advisor currently at WILLIAM BLAIR located in Brooklyn, New York.
Linda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Linda has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Linda Hope Sutkin Kessler | Linda Kessler | Linda Hope Sutkinkessler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Linda Hope Sutkin's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Linda Hope Sutkin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 25, 2017 - Present
WILLIAM BLAIR
Office #2: 1166 Avenue Of The Americas Floor 20, New York, NY 10036-2774RIA
BD
CRD#: 1252
BROOKLYN, NY
Current
January 25, 2017 - Present
WILLIAM BLAIR
Office #1: 1166 Avenue Of The Americas Floor 20, New York, NY 10036-2774RIA
BD
CRD#: 1252
New York, NY
Past
January 20, 2010 - January 30, 2017
WALL STREET ACCESS
BD
CRD#: 10012
NEW YORK, NY
Past
January 7, 2010 - January 30, 2017
KELLEHER FINANCIAL ADVISORS, LLC
RIA
CRD#: 126021
NEW YORK, NY
Past
June 7, 2004 - January 7, 2010
CARRET ASSET MANAGEMENT, LLC
RIA
CRD#: 131445
NEW YORK, NY
Past
September 18, 1997 - June 3, 2004
CARRET AND COMPANY, LLC.
RIA
CRD#: 113626
NEW YORK, NY
Past
September 25, 1990 - December 31, 2008
BREAN CAPITAL, LLC
BD
CRD#: 23723
NEW YORK, NY
Past
June 9, 1986 - October 11, 1988
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
December 2, 1983 - June 25, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
Past
February 22, 1983 - November 7, 1983
LEHMAN BROTHERS KUHN LOEB INCORPORATED
BD
CRD#: 7555
Past
December 21, 1982 - March 15, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WILLIAM BLAIR
WILLIAM BLAIR | WILLIAM BLAIR & COMPANY L.L.C. | WILLIAM BLAIR & COMPANY
CRD#: 1252 / SEC#: 801-688, 8-2698
RIA
Registered Investment Advisory firm - SEC (12/24/1947 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/25/2017)
RR
California(1/25/2017)
RR
Colorado(6/20/2019)
RR
Connecticut(1/25/2017)
RR
Florida(1/25/2017)
RR
Georgia(3/21/2017)
RR
Illinois(1/25/2017)
IAR
Illinois(1/25/2017)
RR
Maine(11/4/2020)
RR
Maryland(6/15/2021)
RR
Massachusetts(3/30/2020)
RR
Michigan(4/23/2020)
RR
New Hampshire(4/23/2020)
RR
New Jersey(1/25/2017)
RR
New Mexico(11/20/2020)
RR
New York(1/25/2017)
IAR
New York(5/12/2021)
RR
North Carolina(6/2/2020)
RR
Ohio(1/25/2017)
RR
Oregon(7/7/2022)
RR
Pennsylvania(11/12/2020)
RR
Tennessee(9/27/2022)
RR
Texas(1/25/2017)
RR
Virginia(1/25/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
WILLIAM BLAIR
WILLIAM BLAIR | WILLIAM BLAIR & COMPANY L.L.C. | WILLIAM BLAIR & COMPANY
CRD#: 1252 / SEC#: 801-688, 8-2698
RIA
Registered Investment Advisory firm - SEC (12/24/1947 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
The William Blair Building 150 North Riverside, Chicago, IL 60606
Mailing Address
The William Blair Building 150 North Riverside, Chicago, IL 60606-1594
Phone number
(312) 236-1600
Established
Delaware since 10/30/1995
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
469
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WBC HOLDINGS, L.P. | HOLDING COMPANY | |
| CITARDI, CISSIE | EXECUTIVE COMMITTEE, GENERAL COUNSEL | 6642613 |
| DEVORE, RYAN JACOB | EXECUTIVE COMMITTEE | 3049671 |
| DUWA, ROBERT J | EXECUTIVE COMMITTEE | 2931296 |
| GLEDHILL, BRENT WALKER | PRESIDENT, CEO | 2921069 |
| MCLAUGHLIN, SCOTT THOMAS | EXECUTIVE COMMITTEE | 2481285 |
| QUINN, MICHAEL PATRICK | EXECUTIVE COMMITTEE | 3257072 |
| RASAVONGXAY, WILLSON B | CHIEF COMPLIANCE OFFICER | 6593731 |
| SATTERFIELD, BETH A | EXECUTIVE COMMITTEE | 6011858 |
| TOLE, STEVEN ROBERT | EXECUTIVE COMMITTEE | 5885283 |
| TRIMBERGER, MICHAEL WILLIAM | CFO | 5329834 |
| ZIMMER, MATTHEW MONTGOMERY | EXECUTIVE COMMITTEE | 4157826 |
Regulatory assets under management
| Total Number of Accounts | 37,973 |
| AUM (Assets Under Management) | $ 58,329,726,421 |
Disclosures
| Regulatory Event | 29 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
