Mark M. Harnden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Mahlon Harnden was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1983. Mark had worked at 4 firms and has passed the Series 63, Series 62, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 1991 - July 14, 1993
U.S. SECURITIES CLEARING CORP.
September 4, 1984 - March 22, 1988
NORCAP SECURITIES, INC.
April 22, 1983 - August 27, 1984
TITAN/VALUE EQUITIES GROUP, INC.
March 1, 1983 - April 14, 1983
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 10/29/1991
Corporate Securities Limited Representative ExaminationCurrent Firm
U.S. SECURITIES CLEARING CORP.
CRD#: 15403 / SEC#: , 8-32095
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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