Merrell W. Williams
Professional summary
Merrell W Williams was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Merrell is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Merrell had worked at 6 firms, which includes WMA SECURITIES INC., TITAN/VALUE EQUITIES GROUP INC., HIMCO DISTRIBUTION SERVICES COMPANY, LINCOLN NATIONAL PENSION INSURANCE COMPANY, THE LINCOLN NATIONAL LIFE INSURANCE COMPANY, OSAIC FA INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 1995 - May 9, 1996
WMA SECURITIES, INC.
February 23, 1994 - August 1, 1995
TITAN/VALUE EQUITIES GROUP, INC.
January 11, 1991 - December 11, 1993
HIMCO DISTRIBUTION SERVICES COMPANY
February 28, 1983 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
February 28, 1983 - September 25, 1990
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 28, 1983 - September 25, 1990
OSAIC FA, INC.
State Registrations and Notice Filings
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Exams
Current Firm
WMA SECURITIES, INC.
CRD#: 32625 / SEC#: , 8-45728
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 6 |
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