Robert W. Rada
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Walter Rada was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 1989 - July 15, 1989
J. T. MORAN & CO., INC.
November 18, 1987 - January 17, 1989
GRAYSTONE NASH, INC.
October 29, 1987 - November 16, 1987
AMERICAN FRONTEER FINANCIAL CORPORATION
January 5, 1984 - October 21, 1987
THE STUART-JAMES COMPANY, INCORPORATED
January 26, 1983 - January 4, 1984
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J. T. MORAN & CO., INC.
CRD#: 15655 / SEC#: , 8-37337
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
