Judith L. Donohue
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judith Lynne Donohue, who also goes by Judith L Counsell, Judith Lynne Counsell, Judy Lynne Counsell, was a registered financial professional .
Judith is a previously registered financial professional and started their career in finance in 1984. Judith had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2012 - May 26, 2015
STATE FARM VP MANAGEMENT CORP.
April 2, 2002 - January 20, 2006
STATE FARM INVESTMENT MANAGEMENT CORP.
April 11, 2001 - January 17, 2006
STATE FARM VP MANAGEMENT CORP.
December 14, 2000 - April 11, 2001
STATE FARM INVESTMENT MANAGEMENT CORP.
June 5, 2000 - December 15, 2000
FIRST BUSEY SECURITIES, INC.
January 4, 1999 - June 2, 2000
MUTUAL SERVICE CORPORATION
April 11, 1994 - December 31, 1998
CETERA INVESTMENT SERVICES LLC
April 1, 1991 - March 22, 1994
ROBERT W. BAIRD & CO. INCORPORATED
April 1, 1991 - March 22, 1994
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
September 4, 1990 - January 28, 1991
WELLS FARGO CLEARING SERVICES, LLC
February 23, 1984 - September 4, 1990
BLUNT ELLIS & LOEWI INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STATE FARM VP MANAGEMENT CORP.
CRD#: 43036 / SEC#: , 8-50128
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM INVESTMENT MANAGEMENT | SHAREHOLDER | 3487 |
| COOK, KRISTYN | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 4215717 |
| FARNEY, JON CHARLES | PRESIDENT AND DIRECTOR | 2839964 |
| GHANBARPOUR, ARASH | VICE PRESIDENT AND DIRECTOR | 5129325 |
| HINTZ, SCOTT ALEXANDER | VICE PRESIDENT - FINANCIAL AND SECRETARY | 2004555 |
| LUDWIG, TERRENCE MICHAEL | CHIEF COMPLIANCE OFFICER AND TREASURER | 3231040 |
| MINEAU, SARAH | SENIOR VICE PRESIDENT AND DIRECTOR | 4634160 |
| MONTGOMERY, BRADLEY DOYLE | SENIOR VICE PRESIDENT AND DIRECTOR | 2913835 |
| PRESTON, BRIAN LYNN | ANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER | 4312143 |
| WILLARD, DANIEL NELSON | ASSISTANT SECRETARY AND COUNSEL | 5207081 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
