Scott B. Shubert

BLUE GRANITE CAPITAL

Charleston, SC 29401

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CRD#: 1083842

Professional summary

Scott Bruce Shubert is a registered financial advisor currently at BLUE GRANITE CAPITAL, LLC located in Charleston, South Carolina.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Scott has worked at 12 firms and has passed the Series 65, Series 63, Series 5, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Bruce Shubert's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 4, 2007 - Present

BLUE GRANITE CAPITAL, LLC

Office #1: 215 East Bay Street Suite 500m, Charleston, SC 29401

RIA

CRD#: 125607

Charleston, SC

Past

May 28, 2015 - August 27, 2018

PERFORMA LIMITED (US), LLC

RIA

CRD#: 154232

CHARLESTON, SC

Past

February 14, 2000 - April 14, 2003

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

August 11, 1997 - January 27, 2000

NATIXIS SECURITIES AMERICAS LLC

CRD#: 1101

NEW YORK, NY

Past

September 3, 1996 - February 14, 1997

ING BARING (U.S.) SECURITIES, INC.

CRD#: 5285

NEW YORK, NY

Past

May 13, 1994 - August 26, 1996

NOMURA SECURITIES INTERNATIONAL, INC.

CRD#: 4297

NEW YORK, NY

Past

July 2, 1993 - May 3, 1994

WEDBUSH SECURITIES INC.

CRD#: 877

PASADENA, CA

Past

April 1, 1993 - June 15, 1993

BAIRD, PATRICK & CO., INC.

CRD#: 1149

FAIRFIELD, NJ

Past

January 4, 1991 - April 6, 1993

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

April 29, 1988 - December 31, 1990

SHUBERT RIZOR SECURITIES, INC.

CRD#: 18581

Past

November 22, 1983 - May 3, 1988

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Past

January 6, 1983 - November 4, 1983

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(6/4/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/14/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/11/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 5

Date: 1/27/1983

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 12/18/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/14/1988

General Securities Principal Examination

Current Firm

BLUE GRANITE CAPITAL, LLC

BLUE GRANITE CAPITAL | BLUE GRANITE CAPITAL, LLC

CRD#: 125607 / SEC#: 801-107516

RIA

Registered Investment Advisory firm - (10/27/2020 Terminated)

Colorado

Registered Investment Advisory firm - (7/31/2020 Approved)

Florida

Registered Investment Advisory firm - (10/26/2020 Approved)

South Carolina

Registered Investment Advisory firm - (5/18/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

215 East Bay Street Suite 500m, Charleston, SC 29401

Mailing Address

Phone number

(843) 722-7330

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	92
AUM (Assets Under Management)	$ 99,288,521

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott B. Shubert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Bruce Shubert's CRS (Customer Relationship Summary).

Certified licenses

Experience

PERFORMA LIMITED (US), LLC

CITIGROUP GLOBAL MARKETS INC.

NATIXIS SECURITIES AMERICAS LLC

ING BARING (U.S.) SECURITIES, INC.

NOMURA SECURITIES INTERNATIONAL, INC.

WEDBUSH SECURITIES INC.

BAIRD, PATRICK & CO., INC.

FSC SECURITIES CORPORATION

SHUBERT RIZOR SECURITIES, INC.

KEYBANC CAPITAL MARKETS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 9/14/2000

Series 63

Date: 1/11/1983

Series 5

Date: 1/27/1983

Series 7

Date: 12/18/1982

Series 24

Date: 7/14/1988

Current Firm

BLUE GRANITE CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BLUE GRANITE CAPITAL, LLC

TRUST BUT VERIFY

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