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David L. Carter

TERRIL & COMPANY
SAINT LOUIS, MO 63141-7102
Some features on this profile are disabled
CRD#: 1083770
DC

Professional summary

David Leslie Carter is a registered financial advisor currently at TERRIL & COMPANY located in Saint Louis, Missouri.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. David has worked at 6 firms and has passed the Series 65, Series 63, Series 55 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Leslie Carter's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 1, 2011 - Present

TERRIL & COMPANY

Office #1: 6 City Place Drive Suite 1050, Saint Louis, MO 63141-7102
RIA
CRD#: 110422
SAINT LOUIS, MO
Past

August 1, 2011 - December 31, 2014

TERRIL & COMPANY

RIA
CRD#: 110422
SAINT LOUIS, MO
Past

February 10, 2006 - July 12, 2007

HUNTLEIGH ADVISORS, INC.

RIA
CRD#: 113412
ST. LOUIS, MO
Past

October 22, 2001 - December 31, 2007

HUNTLEIGH SECURITIES CORPORATION

BD
CRD#: 7456
ST. LOUIS, MO
Past

March 17, 2000 - October 19, 2001

J. MICHAEL-PATRICK, L.L.C.

BD
CRD#: 36990
CLAYTON, MO
Past

July 22, 1991 - March 20, 2000

HUNTLEIGH SECURITIES CORPORATION

BD
CRD#: 7456
ST. LOUIS, MO
Past

April 5, 1988 - July 17, 1991

JOHNSON RESEARCH & CAPITAL INCORPORATED

BD
CRD#: 4343
ST. LOUIS, MO
Past

December 21, 1983 - March 29, 1988

THE MILWAUKEE COMPANY

BD
CRD#: 823

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
T&
TERRIL & COMPANY
TERRIL & COMPANY | TERRIL BROTHERS INC | TERRIL & COMPANY

CRD#: 110422 / SEC#: 801-15619

RIA
Registered Investment Advisory firm - (11/12/1980 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Missouri
(5/3/2016)
IAR
Texas
(5/5/2016)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/24/2003
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/22/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 55
Date: 6/16/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 12/17/1983
General Securities Representative Examination

Current Firm

T&
TERRIL & COMPANY
TERRIL & COMPANY | TERRIL BROTHERS INC | TERRIL & COMPANY

CRD#: 110422 / SEC#: 801-15619

RIA
Registered Investment Advisory firm - (11/12/1980 Approved)
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Contact information

Main Address
6 City Place Drive Suite 1050, Saint Louis, MO 63141-7102
Mailing Address
Po Box 31277, Saint Louis, MO 63131-0277
Phone number
(314) 965-0344
Established
Firm type
Fiscal year end
# of Employees
15

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TERRIL MARCH 5 2025 BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts1,068
AUM (Assets Under Management)$ 864,076,780

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TERRIL & COMPANY

CRD#: 110422Saint Louis, MO 63141-7102

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