Karen R. Eyster
Professional summary
Karen Ruth Eyster, who also goes by Karen Ruth Pringle Eyster, is a registered financial advisor currently at NEXT FINANCIAL GROUP, INC. located in Houston, Texas.
Karen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Karen has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, Series 62, Series 99TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Karen Ruth Eyster's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Karen Ruth Eyster's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 26, 2006 - Present
NEXT FINANCIAL GROUP, INC.
Office #1: 11740 Katy Freeway Suite 600, Houston, TX 77079August 25, 1999 - Present
NEXT FINANCIAL GROUP, INC.
Office #1: 11740 Katy Freeway Suite 600, Houston, TX 77079July 2, 1996 - August 25, 1999
ADVANTAGE CAPITAL CORPORATION
July 2, 1992 - June 27, 1996
WELLS FARGO CLEARING SERVICES, LLC
December 12, 1986 - July 7, 1992
PRUDENTIAL EQUITY GROUP, LLC
March 3, 1986 - December 8, 1986
FINANCIAL SQUARE PARTNERS
August 27, 1985 - February 19, 1986
TRADESTAR INVESTMENTS,INC.
June 22, 1983 - May 14, 1984
FINANCIAL SQUARE PARTNERS
Primary Firm SEC Registration
NEXT FINANCIAL GROUP, INC.
CRD#: 46214 / SEC#: 801-56786, 8-51356
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2000)
(9/26/2006)
(8/26/1999)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
FINRA
Current Firm
NEXT FINANCIAL GROUP, INC.
CRD#: 46214 / SEC#: 801-56786, 8-51356
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (10 States and Territories)
Documents
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 16,805 |
| AUM (Assets Under Management) | $ 3,769,456,133 |
Disclosures
| Regulatory Event | 27 |
| Arbitration | 3 |
| Bond | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2024 | ||
| 06/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
