Richard P. Mcguire

WRIGHT INVESTORS SERVICE

Shelton, CT 06484

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CRD#: 1083487

Professional summary

Richard Patrick Mcguire is a registered financial advisor currently at WRIGHT INVESTORS SERVICE INC located in Shelton, Connecticut and WRIGHT INVESTORS' SERVICE DISTRIBUTORS, INC. located in Shelton, Connecticut.

Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Richard has worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Patrick Mcguire's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 23, 2012 - Present

WRIGHT INVESTORS SERVICE INC

Office #1: 2 Corporate Drive Suite 770, Shelton, CT 06484

RIA

CRD#: 106302

Shelton, CT

Current

April 13, 2011 - Present

WRIGHT INVESTORS' SERVICE DISTRIBUTORS, INC.

Office #1: 2 Corporate Dr Suite 770, Shelton, CT 06484Office #2: 2 Corporate Drive Suite 770, Shelton, CT 06484

CRD#: 13645

Shelton, CT

Past

August 3, 2009 - October 27, 2009

NYLIFE SECURITIES LLC

CRD#: 5167

RYE, NY

Past

November 20, 2001 - October 21, 2008

PHD CAPITAL

CRD#: 38785

NEW YORK, NY

Past

July 6, 1995 - February 5, 2001

TASIN & COMPANY, INC.

CRD#: 30709

HAUPPAUGE, NY

Past

April 3, 1995 - July 31, 1995

MURPHEY, MARSEILLES, SMITH & NAMMACK, INC.

CRD#: 18032

NEW YORK, NY

Past

February 24, 1995 - April 11, 1995

KENSINGTON WELLS INCORPORATED

CRD#: 30570

Past

October 3, 1994 - February 24, 1995

MERIDIAN, DUNHILL & CO., INC.

CRD#: 15294

Past

July 19, 1994 - October 3, 1994

DUNHILL EQUITIES, INC.

CRD#: 21822

GARDEN CITY, NY

Past

December 13, 1989 - July 7, 1994

EMANUEL AND COMPANY

CRD#: 7309

NEW YORK, NY

Past

January 12, 1989 - December 7, 1989

J F LOWE & COMPANY INCORPORATED

CRD#: 11830

Past

January 4, 1988 - January 1, 1989

GREENTREE SECURITIES CORP.

CRD#: 7372

Past

January 23, 1984 - January 25, 1988

BROOKS WEINGER ROBBINS & LEEDS INC.

CRD#: 14156

Past

July 20, 1983 - January 27, 1984

BROOKS, HAMBURGER, SATNICK, INC.

CRD#: 7886

Past

December 22, 1982 - June 30, 1983

FAHNESTOCK INTERNATIONAL INC.

CRD#: 279

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WRIGHT INVESTORS SERVICE INC

CRD#: 106302 / SEC#: 801-51257

RIA

Registered Investment Advisory firm - (2/23/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(4/13/2011)

IAR

Connecticut
(1/23/2012)

IAR

Texas
(1/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/13/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/7/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 12/13/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 12/18/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/20/1991

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

WRIGHT INVESTORS SERVICE INC

CRD#: 106302 / SEC#: 801-51257

RIA

Registered Investment Advisory firm - (2/23/1996 Approved)

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Contact information

Main Address

2 Corporate Drive Suite 770, Shelton, CT 06484

Mailing Address

Phone number

(203) 783-4400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

03 17 25 WIS ADV PART 2A (3/17/2025)

Regulatory assets under management

Total Number of Accounts	1,286
AUM (Assets Under Management)	$ 1,237,999,777

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Richard P. Mcguire

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Patrick Mcguire's CRS (Customer Relationship Summary).

Certified licenses

Experience

WRIGHT INVESTORS' SERVICE DISTRIBUTORS, INC.

NYLIFE SECURITIES LLC

PHD CAPITAL

TASIN & COMPANY, INC.

MURPHEY, MARSEILLES, SMITH & NAMMACK, INC.

KENSINGTON WELLS INCORPORATED

MERIDIAN, DUNHILL & CO., INC.

DUNHILL EQUITIES, INC.

EMANUEL AND COMPANY

J F LOWE & COMPANY INCORPORATED

GREENTREE SECURITIES CORP.

BROOKS WEINGER ROBBINS & LEEDS INC.

BROOKS, HAMBURGER, SATNICK, INC.

FAHNESTOCK INTERNATIONAL INC.

Primary Firm SEC Registration

WRIGHT INVESTORS SERVICE INC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/13/2011

Series 63

Date: 1/7/2002

SIE

Date: 10/1/2018

Series 55

Date: 12/13/1999

Series 7

Date: 12/18/1982

Series 24

Date: 9/20/1991

FINRA

Current Firm

WRIGHT INVESTORS SERVICE INC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WRIGHT INVESTORS SERVICE INC

TRUST BUT VERIFY

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