Lois Y. Coshman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lois Yvette Coshman, who also goes by Lois Yvette Chaffin, Lois Yvette Jones, Yvette Jones, Lois Yvette Springer, was a registered financial professional .
Lois is a previously registered financial professional and started their career in finance in 2000. Lois had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2015 - June 19, 2017
PROSPERITY ECONOMICS PARTNERS, LLC
January 6, 2015 - June 9, 2017
FIRST ADVISORS NATIONAL, LLC
June 17, 2011 - February 11, 2015
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
June 14, 2011 - February 11, 2015
CAMBRIDGE INVESTMENT RESEARCH, INC.
June 14, 2010 - May 12, 2011
BBVA COMPASS INVESTMENT SOLUTIONS, INC
September 13, 2006 - January 29, 2010
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
September 5, 2006 - January 29, 2010
CAMBRIDGE INVESTMENT RESEARCH, INC.
November 14, 2001 - September 6, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 5, 2000 - November 21, 2001
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PROSPERITY ECONOMICS PARTNERS, LLC
CRD#: 148122 / SEC#: 801-69706
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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