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Carl F. Ferwerda

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CRD#: 1083438
CF

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Carl Frederick Ferwerda was a registered financial professional .

Carl is a previously registered financial professional and started their career in finance in 1983. Carl had worked at 2 firms and has passed the Series 27 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 26, 1985 - September 29, 1987

METLIFE INVESTORS SALES COMPANY

BD
CRD#: 15950
Past

December 7, 1983 - September 19, 1987

INVESCO CAPITAL MARKETS, INC.

BD
CRD#: 6939

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Principal/Supervisory Exam
RR
Series 27
Date: 11/19/1983
Financial and Operations Principal Examination

Current Firm

MI
METLIFE INVESTORS SALES COMPANY
COVA LIFE SALES COMPANY | VKX INC. | VAN KAMPEN MERRITT LIFE MARKETING INC. | METLIFE INVESTORS SALES COMPANY

CRD#: 15950 / SEC#: , 8-33025

BD
Terminated by SEC on 06/30/2001
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 09/25/1984
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
COVA LIFE MANAGEMENT COMPANYPARENT
GUBBE, PATRICIA EILEENPRESIDENT/CCO/DIRECTOR1714459
HESTER, AMYVICE PRESIDENT/CONTROLLER, DIRECTOR
KOEGER, JAMES WILLIAMASSISTANT TREASURER3248903
RUECKER, SHARI MARIEVICE PRESIDENT1387737
SPAULDING, BERNARD JAMESSECRETARY863541

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

METLIFE INVESTORS SALES COMPANY

CRD#: 15950

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