Jana K. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jana Kay Jones was a registered financial professional .
Jana is a previously registered financial professional and started their career in finance in 1983. Jana had worked at 4 firms and has passed the Series 63, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 1989 - October 18, 1989
ADAMS SECURITIES, INC.
April 6, 1989 - June 10, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
December 22, 1988 - February 21, 1989
ADAMS SECURITIES, INC.
May 14, 1987 - August 15, 1987
BROOKS WEINGER ROBBINS & LEEDS INC.
January 25, 1983 - March 30, 1987
MICHAEL C. TALLEY & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
ADAMS SECURITIES, INC.
CRD#: 16688 / SEC#: , 8-36609
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
