Gabriel M. Bernaschina
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gabriel Manuel Bernaschina, who also goes by Gabriel M Bernaschina, was a registered financial professional .
Gabriel is a previously registered financial professional and started their career in finance in 1984. Gabriel had worked at 13 firms and has passed the Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2000 - March 6, 2001
WINTRADE, INC.
March 29, 2000 - March 21, 2001
PANTA MANAGEMENT, INCORPORATED
April 1, 1999 - November 8, 1999
BRIARWOOD INVESTMENT COUNSEL
August 15, 1997 - March 11, 1998
COLEMAN & COMPANY SECURITIES, INC.
March 4, 1996 - June 12, 1997
KLEIN, MAUS & SHIRE INC.
February 9, 1995 - January 5, 1996
HAMPSHIRE SECURITIES CORPORATION
December 1, 1994 - September 6, 1995
SPIRIT PARTNERS, L.P.
April 15, 1992 - October 5, 1994
THE STAMFORD COMPANY, INC.
March 13, 1992 - April 21, 1992
EXETER, LTD.
January 2, 1992 - August 5, 1993
WALSTON SECURITIES, INC.
June 5, 1990 - June 26, 1991
JESUP & LAMONT SECURITIES CO., INC.
November 13, 1987 - December 22, 1987
SLS SECURITIES COMPANY
August 30, 1984 - April 25, 1990
JJC SECURITIES CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WINTRADE, INC.
CRD#: 47863 / SEC#: , 8-51931
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INTERNATIONAL TRADE & INVESTMENT BANK LIMITED | SHAREHOLDER | |
| MICHAEL KOOYMAN | DIRECTOR | |
| PAUL SHOK | DIRECTOR | |
| PETKANAS FAMILY LIMITED PARTNERSHIP | SHAREHOLDER | |
| THOMAS MANGIONE | DIRECTOR | |
| FARU MSAKA LLC | SHAREHOLDER | |
| BERNASCHINA, GABRIEL MANUEL | FINANCIAL OPERTIONS PRINCIPAL | 1083125 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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