Douglas R. Mcdonald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Robert Mcdonald, who also goes by Doug Mcdonald, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1982. Douglas had worked at 7 firms and has passed the Series 63, SIE, Series 22, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2020 - June 11, 2020
THE LEADERS GROUP, INC.
February 9, 2019 - June 8, 2020
THE LEADERS GROUP, INC.
February 5, 2015 - March 8, 2017
AMERICAN EQUITY INVESTMENT CORPORATION
November 28, 2012 - March 4, 2013
QUEST CAPITAL STRATEGIES, INC.
May 24, 2004 - December 21, 2010
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 11, 2002 - September 29, 2003
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
September 25, 1992 - September 30, 2003
NATIONAL PLANNING CORPORATION
December 20, 1982 - March 17, 1992
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
