James J. Ryan

DESTRA CAPITAL ADVISORS LLC

Burr Ridge, IL

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CRD#: 1082895

Professional summary

James Joseph Ryan is a registered financial advisor currently at DESTRA CAPITAL ADVISORS LLC located in Burr Ridge, Illinois and DESTRA CAPITAL INVESTMENTS LLC located in Bozeman, Montana.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. James has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PURSUANT TO THE PROVASI CAPITAL PARTNERS LP'S OFFICE AND ADMINISTRATIVE SERVICES AGREEMENT ALL REGISTERED REPRESENTATIVES ASSOCIATED WITH THE FIRM ARE FULL TIME EMPLOYEES OF STRATERA SERVICES THE FIRM'S GENERAL PARTNER AS A MATTER OF ADMINISTRATIVE CONVENIENCE. UNLESS OTHERWISE NOTED THE REGISTERED REPRESENTATIVES DO NOT PERFORM SERVICES FOR STRATERA SERVICES. MR. RYAN IS A BOARD MEMBER OF THE PRIVATE EDUCATION FACILITY; NAZARETH ACADEMY COLLEGE PREPARATORY HIGH SCHOOL. ADDITIONALLY, HE ACTS IN THE CAPACITY OF A TRUSTEE. THE LOCATION IS AS FOLLOWS: 1209 W OGDEN AVE, LA GRANGE PARK, IL 60526 (708) 354-0061. MR. RYAN SPENDS APPROXIMATELY 25 TO 30 HOURS DURING THE YEAR ATTENDING TO COMMITTEE BUSINESS. ALL RELATED BUSINESS IS CONDUCTED DURING THE AFTER WORK TIMEFRAME. THIS IS A NON-COMPENSATED POSITION. PURSUANT TO THE PROVASI CAPITAL PARTNERS LP'S OFFICE AND ADMINISTRATIVE SERVICES AGREEMENT ALL REGISTERED REPRESENTATIVES ASSOCIATED WITH THE FIRM ARE FULL TIME EMPLOYEES OF HARVARD PROPERTY TRUST, LLC THE FIRM'S GENERAL PARTNER AS A MATTER OF ADMINISTRATIVE CONVENIENCE. UNLESS OTHERWISE NOTED THE REGISTERED REPRESENTATIVES DO NOT PERFORM SERVICES FOR HARVARD PROPERTY TRUST, LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Joseph Ryan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 29, 2019 - Present

DESTRA CAPITAL ADVISORS LLC

RIA

CRD#: 148574

Burr Ridge, IL

Current

October 14, 2018 - Present

DESTRA CAPITAL INVESTMENTS LLC

Office #1: 443 N. Willson Ave., Bozeman, MT 59715Office #2: 443 N. Willson Ave., Bozeman, MT 59715

CRD#: 148299

Bozeman, MT

Past

August 20, 2014 - October 6, 2018

PROVASI CAPITAL PARTNERS LP

CRD#: 119539

DALLAS, TX

Past

July 27, 2011 - June 7, 2013

INVESCO ADVISERS, INC.

RIA

CRD#: 105360

ATLANTA, GA

Past

June 1, 2010 - June 7, 2013

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

OAKBROOK TERRACE, IL

Past

March 24, 1983 - June 1, 2010

INVESCO CAPITAL MARKETS, INC.

CRD#: 6939

OAKBROOK TERRACE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DESTRA CAPITAL ADVISORS LLC

DESTRA ADVISORS LLC | DESTRACOM ADVISORS LLC | DESTRA CAPITAL ADVISORS LLC

CRD#: 148574 / SEC#: 801-71604

RIA

Registered Investment Advisory firm - (12/30/2010 Approved)

Illinois

Registered Investment Advisory firm - (1/4/2011 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/14/2018)

Alaska
(10/14/2018)

Arizona
(10/14/2018)

Arkansas
(10/14/2018)

California
(10/14/2018)

Colorado
(10/14/2018)

Connecticut
(10/14/2018)

Delaware
(10/14/2018)

District of Columbia
(10/14/2018)

Florida
(10/14/2018)

Georgia
(10/14/2018)

Hawaii
(10/14/2018)

Idaho
(10/14/2018)

Illinois
(10/14/2018)

IAR

Illinois
(10/29/2019)

Indiana
(10/14/2018)

Iowa
(10/14/2018)

Kansas
(10/14/2018)

Kentucky
(10/14/2018)

Louisiana
(10/14/2018)

Maine
(10/14/2018)

Maryland
(10/14/2018)

Massachusetts
(10/14/2018)

Michigan
(10/14/2018)

Minnesota
(10/14/2018)

Mississippi
(10/14/2018)

Missouri
(10/14/2018)

Montana
(10/14/2018)

Nebraska
(10/14/2018)

Nevada
(10/14/2018)

New Hampshire
(10/14/2018)

New Jersey
(10/14/2018)

New Mexico
(10/14/2018)

New York
(10/14/2018)

North Carolina
(10/14/2018)

North Dakota
(10/14/2018)

Ohio
(10/14/2018)

Oklahoma
(10/14/2018)

Oregon
(10/14/2018)

Pennsylvania
(10/14/2018)

Puerto Rico
(10/14/2018)

Rhode Island
(10/14/2018)

South Carolina
(10/14/2018)

South Dakota
(10/14/2018)

Tennessee
(10/14/2018)

Texas
(10/14/2018)

Utah
(10/14/2018)

Vermont
(10/14/2018)

Virgin Islands
(10/14/2018)

Virginia
(10/14/2018)

Washington
(10/14/2018)

West Virginia
(10/14/2018)

Wisconsin
(10/14/2018)

Wyoming
(10/14/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/25/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/25/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/19/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/4/1986

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

DESTRA CAPITAL ADVISORS LLC

DESTRA ADVISORS LLC | DESTRACOM ADVISORS LLC | DESTRA CAPITAL ADVISORS LLC

CRD#: 148574 / SEC#: 801-71604

RIA

Registered Investment Advisory firm - (12/30/2010 Approved)

Illinois

Registered Investment Advisory firm - (1/4/2011 Terminated)

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Contact information

Main Address

443 N. Willson Avenue, Bozeman, MT 59715

Mailing Address

Phone number

(877) 855-3434

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 414,203,276

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James J. Ryan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Joseph Ryan's CRS (Customer Relationship Summary).

Certified licenses

Experience

DESTRA CAPITAL INVESTMENTS LLC

PROVASI CAPITAL PARTNERS LP

INVESCO ADVISERS, INC.

INVESCO DISTRIBUTORS, INC.

INVESCO CAPITAL MARKETS, INC.

Primary Firm SEC Registration

DESTRA CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/25/2011

Series 63

Date: 5/25/1984

SIE

Date: 10/1/2018

Series 7

Date: 3/19/1983

Series 24

Date: 6/4/1986

FINRA

Current Firm

DESTRA CAPITAL ADVISORS LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

DESTRA CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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