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Devon Grady Hough Iii

CRD# 1082800·Registered 1982 - 2026
Previously Registered: Being a previously registered professional could mean that Devon is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Devon Grady Hough III, who also goes by Devon Grady III Hough, was a registered financial advisor. Devon was a previously registered financial professional and started their career in finance 1982 - 2026. Devon had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Devon Grady Iii Hough

Blog Corner

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years registered in the securities industry

Current & Past Employments

Past

STONEX ADVISORS INC.Past·CRD# 174182
RIA
Venice, FL
June 30, 2016 - August 5, 2026
STONEX SECURITIES INC.Past·CRD# 18456
BD
Venice, FL
December 12, 2011 - August 5, 2026
INTL ADVISORY CONSULTANTS INC.Past·CRD# 130888
RIA
Venice, FL
September 28, 2012 - June 30, 2016
STERNE, AGEE & LEACH, INC.Past·CRD# 791
BD
Birmingham, AL
December 9, 2011 - December 20, 2011
ANDERSON & STRUDWICK, INCORPORATEDPast·CRD# 48
RIA
Venice, FL
July 20, 2010 - December 12, 2011
ANDERSON & STRUDWICK, INCORPORATEDPast·CRD# 48
BD
Venice, FL
July 5, 2010 - December 9, 2011
JESUP & LAMONT SECURITIES CORPPast·CRD# 39056
RIA
Venice, FL
January 9, 2009 - July 15, 2010
JESUP & LAMONT SECURITIES CORPPast·CRD# 39056
BD
Venice, FL
November 25, 2008 - July 15, 2010
JESUP & LAMONT ADVISORSPast·CRD# 108006
RIA
Venice, FL
January 31, 2005 - December 31, 2008
EMPIRE FINANCIAL GROUP, INC.Past·CRD# 28759
BD
Venice, FL
July 20, 2001 - November 26, 2008
JESUP & LAMONT SECURITIES CORPPast·CRD# 39056
BD
New York, NY
October 13, 2008 - October 17, 2008
CENTENNIAL CAPITAL MANAGEMENT, INC.Past·CRD# 38988
BD
Atlanta, GA
May 30, 1997 - July 20, 2001
CENTENNIAL CAPITAL MANAGEMENT, INC.Past·CRD# 38988
BD
May 7, 1997 - May 29, 1997
WORLD INVEST CORPORATIONPast·CRD# 17223
BD
Deerfield Beach, FL
August 14, 1990 - May 9, 1997
GLOBAL INVESTOR SECURITIES, INC.Past·CRD# 7514
BD
April 27, 1988 - August 14, 1990
TOWER SQUARE SECURITIES, INC.Past·CRD# 833
BD
El Segundo, CA
July 24, 1986 - May 11, 1988
FIRST AFFILIATED SECURITIES, INC.Past·CRD# 6871
BD
December 21, 1982 - June 27, 1986

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Current Firm

SA
STONEX ADVISORS INC.

ABERDEEN FINANCIAL GROUP | WOYTOWICH WISLOSKI INVESTMENT GROUP | WOODEN INVESTMENTS | WINKLER HIZNAY & ASSOCIATES | WILLOWBY ADVISORS | WILLIAMS WEALTH MANAGEMENT | WEINBERG WEALTH MANAGEMENT | WEALTH MANAGEMENT SOLUTIONS | WAINWRIGHT LAVENTIS | WAHFELD WEALTH MANAGEMENT GROUP | TGI WEALTH MANAGEMENT | TEWKSBURY FINANCIAL LLC | SYNERGY WEALTH MANAGEMENT | STURM FINANCIAL SERVICES | STREET FINANICAL SERVICES | STRATEGIC FINANCIAL GROUP | STORMS AND ROWDON WEALTH MANAGEMENT | STONEX WEALTH MANAGEMENT | STONEX ADVISORS INC. | STONE FINANCIAL GROUP, LLC | STEVEN SMITH FINANCIAL | STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | SPARGER INVESTMENTS | SMART MONEY STRATEGIES, INC. | SI FINANCIAL ADVISORS | SA STONE INVESTMENT ADVISORS INC. | SA STONE INVESTMENT ADVISORS | ROSENTHAL FINANCIAL SERVICES, LLC | RON COITE & ASSOCIATES | ROBERTS WEALTH MANAGEMENT | RKB INVESTMENTS | RJ TINE ASSOCIATES LLC | RJ INVESTMENT SOLUTIONS | RIVER FINANCIAL SERVICES | RICHMOND FINANCIAL LLC | REGENCY FINANICAL GROUP, LLC | REDSTONE FINANCIAL ADVISORS | QUIRK INVESTMENTS | QUARRY LAKES FINANCIAL GROUP | PARTNERS FINANCIAL GROUP, LLC | PARAMOUNT WEALTH MANAGEMENT LLC | ONE SOURCE FINANCIAL GROUP | OLDE HICKORY FINANCIAL SERVICES, LLC | OAK CREST FINANCIAL PARTNERS LLC | NUFRIO WEALTH MANAGEMENT | NOVECK AND NOVECK, LLC | NEBEL FINANCIAL | MORRIS, SMITH & HAYDEN WEALTH MANAGEMENT | MORRIS SMITH WEALTH MANAGEMENT | MAX WEALTH MANAGEMENT | MANAGED LEGACY WEALTH COUNSEL | LIFESCOPE PLANNING AND INVESTMENT SERVICES | LG INVESTMENT SOLUTIONS, LLC | LEGACY INVESTMENT PLANNING | LANNIGAN SECURITIES | LANEY FINANCIAL | LANCE HOCUTT FINANCIAL GROUP | LAKE NORMAN ADVISORS LLC | KPJ FINANCIAL SERVICES | KLEMME FINANCIAL SERVICES | KEVIN DICK ASSET MANAGEMENT CO | KENNARD FINANCIAL SERVICES | KEITH FORD AND ASSOCIATES | KAIROS FINANCIAL MANAGEMENT | JUDSON SMITH WEALTH MANAGEMENT | INVESTMENT SECURITIES GROUP, INC. | INTEGRARISK CORP | INTEGRA FINANCIAL | IM WEALTH PARTNERS | HOVANIC WEALTH SOLUTIONS | HLM FINANCIAL SERVICES, INC. | HIZNAY & ASSOCIATES | HENRY WEALTH MANAGEMENT | HENDERSON FINANCIAL SERVICES | HEADWATER ASSET MANAGEMENT, LLC | HDA WEALTH MANAGEMENT LLC | HARADER FINANCIAL MANAGEMENT GROUP, LLC | GUARDIAN WEALTH FINANCIAL | GRUDZINSKI FINANCIAL SERVICES | GRANDVIEW WEALTH ADVISORS | GLS FINANCIAL CONSULTANTS, INC. | GEORGE STRATEGIC WEALTH | EMARK FINANCIAL | ELLEDGE, BAIN, SIDES, LLC | EAGLE CREEK WEALTH MANAGEMENT, LLC | DON LEDFORD ASSOCIATES, LLC | DILWORTH FINANCIAL SERVICES | DCP ASSET MANAGEMENT, LLC | CWT FINANCIAL | CRESS WEALTH STRATEGIES | COX FINANCIAL CORPORATION | CORLEY WEALTH MANAGEMENT | CONSERVATIVE CONCEPTS, INC. | COMPASS WEALTH MANAGEMENT, LLC | CHAD J. KARL | CAPITAL PLANNING ASSOCIATES | BUSSEY CAPITAL MANAGEMENT, LLC | BURLESON DAWKINS INC. | BLOOMING GLEN FINANCIAL | BAXTER ASSOCIATES, LLC | BARNEGAT FINANCIAL | BARKO FINANCIAL | AXIENT INVESTMENT ADVISORS, LLC | ATLAS PRIVATE WEALTH PARTNERS | AIM FINANCIAL FREEDOM | AFFILIATED FINANCIAL PLANNERS, LLC

CRD#: 174182 / SEC#: 801-80747
RIA
Registered Investment Advisory firm - SEC (12/17/2014 Approved)

Contact Information

Main Address

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243

Phone Number

(800) 292-2411

# of Employees

220

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SAI ADV2A 121925 (12/22/2025)

Regulatory Assets Under Management

Total Number of Accounts

15,487

AUM (Assets Under Management)

$5,092,884,780

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
01/28/2026Cover PageReport
03/27/2025Cover PageReport
02/27/2024Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) LICENSED AS REALTOR ASSOC. WITH EQUITY INVESTMENT PROPERTIES, INC. NOT INVESTMENT RELATED; 1601 PINE LAKE DR. VENICE, FL. 34285; REAL ESTATE SALES AND REFERRALS; RE SALES AGENT; 12/1984; LESS THAN 1 HOUR PER WEEK DURING SEC TRADING HOURS; REAL ESTATE SALES AND REFERRALS. 2) SOFTBALL UMPIRE; NOT INVESTMENT RELATED; 955 NEW FOREST CIRCLE, NOKOMIS, FL. 34275; SOFTBALL UMPIRE; 1988 3-4 HOURS PER WEEK FEBRUARY THRU JUNE; LESS THAN 1 HOUR PER WEEK DURING SEC TRADING HOURS; UMPIRE CHURCH SOFTBALL. 3) Recreational men teams softball coach Venice FL Senior Softball - 1101 Gulf Coast Blvd Venice, FL 34285 Nature of business: Coach Non-Investment Related Position, Title or Association: coach 01/01/2019 start date Approximately 8 hours devoted to this business monthly with zero during market hours. 4) Wealth Management Solutions of Venice, Inc. 248 Nokomis Ave. Suite B Venice, FL 34285 Nature of Business: This is the C corporation that all income from SA Stone is run through. Investment Related: Yes Title: President Duties: This is a C Corp that I am president and owner of that use to run all business income through. Start Date: 4/8/2020 Hours Devoted to Business: 160 hours a month Hours Devoted to Business during Market Hours: 6-8 hours daily

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STONEX ADVISORS INC.

ABERDEEN FINANCIAL GROUP | WOYTOWICH WISLOSKI INVESTMENT GROUP | WOODEN INVESTMENTS | WINKLER HIZNAY & ASSOCIATES | WILLOWBY ADVISORS | WILLIAMS WEALTH MANAGEMENT | WEINBERG WEALTH MANAGEMENT | WEALTH MANAGEMENT SOLUTIONS | WAINWRIGHT LAVENTIS | WAHFELD WEALTH MANAGEMENT GROUP | TGI WEALTH MANAGEMENT | TEWKSBURY FINANCIAL LLC | SYNERGY WEALTH MANAGEMENT | STURM FINANCIAL SERVICES | STREET FINANICAL SERVICES | STRATEGIC FINANCIAL GROUP | STORMS AND ROWDON WEALTH MANAGEMENT | STONEX WEALTH MANAGEMENT | STONEX ADVISORS INC. | STONE FINANCIAL GROUP, LLC | STEVEN SMITH FINANCIAL | STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | SPARGER INVESTMENTS | SMART MONEY STRATEGIES, INC. | SI FINANCIAL ADVISORS | SA STONE INVESTMENT ADVISORS INC. | SA STONE INVESTMENT ADVISORS | ROSENTHAL FINANCIAL SERVICES, LLC | RON COITE & ASSOCIATES | ROBERTS WEALTH MANAGEMENT | RKB INVESTMENTS | RJ TINE ASSOCIATES LLC | RJ INVESTMENT SOLUTIONS | RIVER FINANCIAL SERVICES | RICHMOND FINANCIAL LLC | REGENCY FINANICAL GROUP, LLC | REDSTONE FINANCIAL ADVISORS | QUIRK INVESTMENTS | QUARRY LAKES FINANCIAL GROUP | PARTNERS FINANCIAL GROUP, LLC | PARAMOUNT WEALTH MANAGEMENT LLC | ONE SOURCE FINANCIAL GROUP | OLDE HICKORY FINANCIAL SERVICES, LLC | OAK CREST FINANCIAL PARTNERS LLC | NUFRIO WEALTH MANAGEMENT | NOVECK AND NOVECK, LLC | NEBEL FINANCIAL | MORRIS, SMITH & HAYDEN WEALTH MANAGEMENT | MORRIS SMITH WEALTH MANAGEMENT | MAX WEALTH MANAGEMENT | MANAGED LEGACY WEALTH COUNSEL | LIFESCOPE PLANNING AND INVESTMENT SERVICES | LG INVESTMENT SOLUTIONS, LLC | LEGACY INVESTMENT PLANNING | LANNIGAN SECURITIES | LANEY FINANCIAL | LANCE HOCUTT FINANCIAL GROUP | LAKE NORMAN ADVISORS LLC | KPJ FINANCIAL SERVICES | KLEMME FINANCIAL SERVICES | KEVIN DICK ASSET MANAGEMENT CO | KENNARD FINANCIAL SERVICES | KEITH FORD AND ASSOCIATES | KAIROS FINANCIAL MANAGEMENT | JUDSON SMITH WEALTH MANAGEMENT | INVESTMENT SECURITIES GROUP, INC. | INTEGRARISK CORP | INTEGRA FINANCIAL | IM WEALTH PARTNERS | HOVANIC WEALTH SOLUTIONS | HLM FINANCIAL SERVICES, INC. | HIZNAY & ASSOCIATES | HENRY WEALTH MANAGEMENT | HENDERSON FINANCIAL SERVICES | HEADWATER ASSET MANAGEMENT, LLC | HDA WEALTH MANAGEMENT LLC | HARADER FINANCIAL MANAGEMENT GROUP, LLC | GUARDIAN WEALTH FINANCIAL | GRUDZINSKI FINANCIAL SERVICES | GRANDVIEW WEALTH ADVISORS | GLS FINANCIAL CONSULTANTS, INC. | GEORGE STRATEGIC WEALTH | EMARK FINANCIAL | ELLEDGE, BAIN, SIDES, LLC | EAGLE CREEK WEALTH MANAGEMENT, LLC | DON LEDFORD ASSOCIATES, LLC | DILWORTH FINANCIAL SERVICES | DCP ASSET MANAGEMENT, LLC | CWT FINANCIAL | CRESS WEALTH STRATEGIES | COX FINANCIAL CORPORATION | CORLEY WEALTH MANAGEMENT | CONSERVATIVE CONCEPTS, INC. | COMPASS WEALTH MANAGEMENT, LLC | CHAD J. KARL | CAPITAL PLANNING ASSOCIATES | BUSSEY CAPITAL MANAGEMENT, LLC | BURLESON DAWKINS INC. | BLOOMING GLEN FINANCIAL | BAXTER ASSOCIATES, LLC | BARNEGAT FINANCIAL | BARKO FINANCIAL | AXIENT INVESTMENT ADVISORS, LLC | ATLAS PRIVATE WEALTH PARTNERS | AIM FINANCIAL FREEDOM | AFFILIATED FINANCIAL PLANNERS, LLC

CRD#: 174182 / SEC#: 801-80747
RIA
Registered Investment Advisory firm - SEC (12/17/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1990About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1982About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 1989About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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