DH
Devon G. Hough
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CRD#: 1082800
DH
Devon Grady Hough III
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Devon Grady Hough III, who also goes by Devon Grady III Hough, was a registered financial professional .
Devon is a previously registered financial professional and started their career in finance in 1982. Devon had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Aliases
Devon Grady Iii Hough
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LICENSED AS REALTOR ASSOC. WITH EQUITY INVESTMENT PROPERTIES, INC. NOT INVESTMENT RELATED; 1601 PINE LAKE DR. VENICE, FL. 34285; REAL ESTATE SALES AND REFERRALS; RE SALES AGENT; 12/1984; LESS THAN 1 HOUR PER WEEK DURING SEC TRADING HOURS; REAL ESTATE SALES AND REFERRALS.
2) SOFTBALL UMPIRE; NOT INVESTMENT RELATED; 955 NEW FOREST CIRCLE, NOKOMIS, FL. 34275; SOFTBALL UMPIRE; 1988 3-4 HOURS PER WEEK FEBRUARY THRU JUNE; LESS THAN 1 HOUR PER WEEK DURING SEC TRADING HOURS; UMPIRE CHURCH SOFTBALL.
3) Recreational men teams softball coach
Venice FL Senior Softball - 1101 Gulf Coast Blvd Venice, FL 34285
Nature of business: Coach
Non-Investment Related
Position, Title or Association: coach
01/01/2019 start date
Approximately 8 hours devoted to this business monthly with zero during market hours.
4) Wealth Management Solutions of Venice, Inc.
248 Nokomis Ave. Suite B Venice, FL 34285
Nature of Business: This is the C corporation that all income from SA Stone is run through.
Investment Related: Yes
Title: President
Duties: This is a C Corp that I am president and owner of that use to run all business income through.
Start Date: 4/8/2020
Hours Devoted to Business: 160 hours a month
Hours Devoted to Business during Market Hours: 6-8 hours daily
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
June 30, 2016 - August 5, 2026
STONEX ADVISORS INC.
RIA
CRD#: 174182
Venice, FL
Past
September 28, 2012 - June 30, 2016
INTL ADVISORY CONSULTANTS INC.
RIA
CRD#: 130888
VENICE, FL
Past
December 12, 2011 - August 5, 2026
STONEX SECURITIES INC.
BD
CRD#: 18456
VENICE, FL
Past
December 9, 2011 - December 20, 2011
STERNE, AGEE & LEACH, INC.
BD
CRD#: 791
BIRMINGHAM, AL
Past
July 20, 2010 - December 12, 2011
ANDERSON & STRUDWICK, INCORPORATED
RIA
CRD#: 48
VENICE, FL
Past
July 5, 2010 - December 9, 2011
ANDERSON & STRUDWICK, INCORPORATED
BD
CRD#: 48
VENICE, FL
Past
January 9, 2009 - July 15, 2010
JESUP & LAMONT SECURITIES CORP
RIA
CRD#: 39056
VENICE, FL
Past
November 25, 2008 - July 15, 2010
JESUP & LAMONT SECURITIES CORP
BD
CRD#: 39056
VENICE, FL
Past
October 13, 2008 - October 17, 2008
JESUP & LAMONT SECURITIES CORP
BD
CRD#: 39056
NEW YORK, NY
Past
January 31, 2005 - December 31, 2008
JESUP & LAMONT ADVISORS
RIA
CRD#: 108006
VENICE, FL
Past
July 20, 2001 - November 26, 2008
EMPIRE FINANCIAL GROUP, INC.
BD
CRD#: 28759
VENICE, FL
Past
May 30, 1997 - July 20, 2001
CENTENNIAL CAPITAL MANAGEMENT, INC.
BD
CRD#: 38988
ATLANTA, GA
Past
May 7, 1997 - May 29, 1997
CENTENNIAL CAPITAL MANAGEMENT, INC.
BD
CRD#: 38988
Past
August 14, 1990 - May 9, 1997
WORLD INVEST CORPORATION
BD
CRD#: 17223
DEERFIELD BEACH, FL
Past
April 27, 1988 - August 14, 1990
GLOBAL INVESTOR SECURITIES, INC.
BD
CRD#: 7514
Past
July 24, 1986 - May 11, 1988
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
EL SEGUNDO, CA
Past
December 21, 1982 - June 27, 1986
FIRST AFFILIATED SECURITIES, INC.
BD
CRD#: 6871
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STONEX ADVISORS INC.
ABERDEEN FINANCIAL GROUP | WOYTOWICH WISLOSKI INVESTMENT GROUP | WOODEN INVESTMENTS | WINKLER HIZNAY & ASSOCIATES | WILLOWBY ADVISORS | WILLIAMS WEALTH MANAGEMENT | WEINBERG WEALTH MANAGEMENT | WEALTH MANAGEMENT SOLUTIONS | WAINWRIGHT LAVENTIS | WAHFELD WEALTH MANAGEMENT GROUP | TGI WEALTH MANAGEMENT | TEWKSBURY FINANCIAL LLC | SYNERGY WEALTH MANAGEMENT | STURM FINANCIAL SERVICES | STREET FINANICAL SERVICES | STRATEGIC FINANCIAL GROUP | STORMS AND ROWDON WEALTH MANAGEMENT | STONEX WEALTH MANAGEMENT | STONEX ADVISORS INC. | STONE FINANCIAL GROUP, LLC | STEVEN SMITH FINANCIAL | STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | SPARGER INVESTMENTS | SMART MONEY STRATEGIES, INC. | SI FINANCIAL ADVISORS | SA STONE INVESTMENT ADVISORS INC. | SA STONE INVESTMENT ADVISORS | ROSENTHAL FINANCIAL SERVICES, LLC | RON COITE & ASSOCIATES | ROBERTS WEALTH MANAGEMENT | RKB INVESTMENTS | RJ TINE ASSOCIATES LLC | RJ INVESTMENT SOLUTIONS | RIVER FINANCIAL SERVICES | RICHMOND FINANCIAL LLC | REGENCY FINANICAL GROUP, LLC | REDSTONE FINANCIAL ADVISORS | QUIRK INVESTMENTS | QUARRY LAKES FINANCIAL GROUP | PARTNERS FINANCIAL GROUP, LLC | PARAMOUNT WEALTH MANAGEMENT LLC | ONE SOURCE FINANCIAL GROUP | OLDE HICKORY FINANCIAL SERVICES, LLC | OAK CREST FINANCIAL PARTNERS LLC | NUFRIO WEALTH MANAGEMENT | NOVECK AND NOVECK, LLC | NEBEL FINANCIAL | MORRIS, SMITH & HAYDEN WEALTH MANAGEMENT | MORRIS SMITH WEALTH MANAGEMENT | MAX WEALTH MANAGEMENT | MANAGED LEGACY WEALTH COUNSEL | LIFESCOPE PLANNING AND INVESTMENT SERVICES | LG INVESTMENT SOLUTIONS, LLC | LEGACY INVESTMENT PLANNING | LANNIGAN SECURITIES | LANEY FINANCIAL | LANCE HOCUTT FINANCIAL GROUP | LAKE NORMAN ADVISORS LLC | KPJ FINANCIAL SERVICES | KLEMME FINANCIAL SERVICES | KEVIN DICK ASSET MANAGEMENT CO | KENNARD FINANCIAL SERVICES | KEITH FORD AND ASSOCIATES | KAIROS FINANCIAL MANAGEMENT | JUDSON SMITH WEALTH MANAGEMENT | INVESTMENT SECURITIES GROUP, INC. | INTEGRARISK CORP | INTEGRA FINANCIAL | IM WEALTH PARTNERS | HOVANIC WEALTH SOLUTIONS | HLM FINANCIAL SERVICES, INC. | HIZNAY & ASSOCIATES | HENRY WEALTH MANAGEMENT | HENDERSON FINANCIAL SERVICES | HEADWATER ASSET MANAGEMENT, LLC | HDA WEALTH MANAGEMENT LLC | HARADER FINANCIAL MANAGEMENT GROUP, LLC | GUARDIAN WEALTH FINANCIAL | GRUDZINSKI FINANCIAL SERVICES | GRANDVIEW WEALTH ADVISORS | GLS FINANCIAL CONSULTANTS, INC. | GEORGE STRATEGIC WEALTH | EMARK FINANCIAL | ELLEDGE, BAIN, SIDES, LLC | EAGLE CREEK WEALTH MANAGEMENT, LLC | DON LEDFORD ASSOCIATES, LLC | DILWORTH FINANCIAL SERVICES | DCP ASSET MANAGEMENT, LLC | CWT FINANCIAL | CRESS WEALTH STRATEGIES | COX FINANCIAL CORPORATION | CORLEY WEALTH MANAGEMENT | CONSERVATIVE CONCEPTS, INC. | COMPASS WEALTH MANAGEMENT, LLC | CHAD J. KARL | CAPITAL PLANNING ASSOCIATES | BUSSEY CAPITAL MANAGEMENT, LLC | BURLESON DAWKINS INC. | BLOOMING GLEN FINANCIAL | BAXTER ASSOCIATES, LLC | BARNEGAT FINANCIAL | BARKO FINANCIAL | AXIENT INVESTMENT ADVISORS, LLC | ATLAS PRIVATE WEALTH PARTNERS | AIM FINANCIAL FREEDOM | AFFILIATED FINANCIAL PLANNERS, LLC
CRD#: 174182 / SEC#: 801-80747
RIA
Registered Investment Advisory firm - (12/17/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
SA
STONEX ADVISORS INC.
ABERDEEN FINANCIAL GROUP | WOYTOWICH WISLOSKI INVESTMENT GROUP | WOODEN INVESTMENTS | WINKLER HIZNAY & ASSOCIATES | WILLOWBY ADVISORS | WILLIAMS WEALTH MANAGEMENT | WEINBERG WEALTH MANAGEMENT | WEALTH MANAGEMENT SOLUTIONS | WAINWRIGHT LAVENTIS | WAHFELD WEALTH MANAGEMENT GROUP | TGI WEALTH MANAGEMENT | TEWKSBURY FINANCIAL LLC | SYNERGY WEALTH MANAGEMENT | STURM FINANCIAL SERVICES | STREET FINANICAL SERVICES | STRATEGIC FINANCIAL GROUP | STORMS AND ROWDON WEALTH MANAGEMENT | STONEX WEALTH MANAGEMENT | STONEX ADVISORS INC. | STONE FINANCIAL GROUP, LLC | STEVEN SMITH FINANCIAL | STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | SPARGER INVESTMENTS | SMART MONEY STRATEGIES, INC. | SI FINANCIAL ADVISORS | SA STONE INVESTMENT ADVISORS INC. | SA STONE INVESTMENT ADVISORS | ROSENTHAL FINANCIAL SERVICES, LLC | RON COITE & ASSOCIATES | ROBERTS WEALTH MANAGEMENT | RKB INVESTMENTS | RJ TINE ASSOCIATES LLC | RJ INVESTMENT SOLUTIONS | RIVER FINANCIAL SERVICES | RICHMOND FINANCIAL LLC | REGENCY FINANICAL GROUP, LLC | REDSTONE FINANCIAL ADVISORS | QUIRK INVESTMENTS | QUARRY LAKES FINANCIAL GROUP | PARTNERS FINANCIAL GROUP, LLC | PARAMOUNT WEALTH MANAGEMENT LLC | ONE SOURCE FINANCIAL GROUP | OLDE HICKORY FINANCIAL SERVICES, LLC | OAK CREST FINANCIAL PARTNERS LLC | NUFRIO WEALTH MANAGEMENT | NOVECK AND NOVECK, LLC | NEBEL FINANCIAL | MORRIS, SMITH & HAYDEN WEALTH MANAGEMENT | MORRIS SMITH WEALTH MANAGEMENT | MAX WEALTH MANAGEMENT | MANAGED LEGACY WEALTH COUNSEL | LIFESCOPE PLANNING AND INVESTMENT SERVICES | LG INVESTMENT SOLUTIONS, LLC | LEGACY INVESTMENT PLANNING | LANNIGAN SECURITIES | LANEY FINANCIAL | LANCE HOCUTT FINANCIAL GROUP | LAKE NORMAN ADVISORS LLC | KPJ FINANCIAL SERVICES | KLEMME FINANCIAL SERVICES | KEVIN DICK ASSET MANAGEMENT CO | KENNARD FINANCIAL SERVICES | KEITH FORD AND ASSOCIATES | KAIROS FINANCIAL MANAGEMENT | JUDSON SMITH WEALTH MANAGEMENT | INVESTMENT SECURITIES GROUP, INC. | INTEGRARISK CORP | INTEGRA FINANCIAL | IM WEALTH PARTNERS | HOVANIC WEALTH SOLUTIONS | HLM FINANCIAL SERVICES, INC. | HIZNAY & ASSOCIATES | HENRY WEALTH MANAGEMENT | HENDERSON FINANCIAL SERVICES | HEADWATER ASSET MANAGEMENT, LLC | HDA WEALTH MANAGEMENT LLC | HARADER FINANCIAL MANAGEMENT GROUP, LLC | GUARDIAN WEALTH FINANCIAL | GRUDZINSKI FINANCIAL SERVICES | GRANDVIEW WEALTH ADVISORS | GLS FINANCIAL CONSULTANTS, INC. | GEORGE STRATEGIC WEALTH | EMARK FINANCIAL | ELLEDGE, BAIN, SIDES, LLC | EAGLE CREEK WEALTH MANAGEMENT, LLC | DON LEDFORD ASSOCIATES, LLC | DILWORTH FINANCIAL SERVICES | DCP ASSET MANAGEMENT, LLC | CWT FINANCIAL | CRESS WEALTH STRATEGIES | COX FINANCIAL CORPORATION | CORLEY WEALTH MANAGEMENT | CONSERVATIVE CONCEPTS, INC. | COMPASS WEALTH MANAGEMENT, LLC | CHAD J. KARL | CAPITAL PLANNING ASSOCIATES | BUSSEY CAPITAL MANAGEMENT, LLC | BURLESON DAWKINS INC. | BLOOMING GLEN FINANCIAL | BAXTER ASSOCIATES, LLC | BARNEGAT FINANCIAL | BARKO FINANCIAL | AXIENT INVESTMENT ADVISORS, LLC | ATLAS PRIVATE WEALTH PARTNERS | AIM FINANCIAL FREEDOM | AFFILIATED FINANCIAL PLANNERS, LLC
CRD#: 174182 / SEC#: 801-80747
RIA
Registered Investment Advisory firm - (12/17/2014 Approved)Loading...
Contact information
Main Address
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243
Mailing Address
Phone number
(800) 292-2411
Established
Firm type
Fiscal year end
# of Employees
220
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 15,487 |
| AUM (Assets Under Management) | $ 5,092,884,780 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2026 | ||
| 03/27/2025 | ||
| 02/27/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
