George F. Lee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Fay Ming Lee, who also goes by George F Lee, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1983. George had worked at 8 firms and has passed the Series 63, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 1993 - March 6, 1993
PARAMOUNT INVESTMENTS INTERNATIONAL, INC.
March 29, 1988 - December 14, 1992
PRIVATE INVESTORS CARTEL, LTD.
January 9, 1986 - July 17, 1986
BREUER CAPITAL CORPORATION
November 4, 1985 - April 8, 1986
SHERIDAN SECURITIES INC
March 8, 1985 - June 27, 1985
AMERICAN RESIDENTIAL SECURITIES, INC.
July 31, 1984 - March 29, 1985
STATE STREET SECURITIES, INC.
May 13, 1983 - October 1, 1984
VANTAGE SECURITIES OF COLORADO, INC.
January 19, 1983 - September 12, 1983
WAINWRIGHT, AUSTIN, STONE & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARAMOUNT INVESTMENTS INTERNATIONAL, INC.
CRD#: 30898 / SEC#: , 8-41910
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
