Paul F. Azzaro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Frederick Azzaro, who also goes by Paul Azzaro, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1990. Paul had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2016 - November 27, 2019
LOOP CAPITAL MARKETS LLC
March 3, 2009 - June 23, 2016
JANNEY MONTGOMERY SCOTT LLC
November 23, 2005 - February 27, 2009
FIFTH THIRD SECURITIES, INC.
December 18, 2000 - November 2, 2005
LEGG MASON WOOD WALKER, INCORPORATED
September 3, 1996 - December 15, 2000
RAYMOND JAMES & ASSOCIATES, INC.
April 3, 1995 - September 6, 1996
PRAGER & CO., LLC
March 7, 1994 - April 18, 1995
SBC WARBURG DILLON READ INC.
April 13, 1992 - March 21, 1994
KIDDER, PEABODY & CO. INCORPORATED
September 14, 1990 - March 20, 1992
CHAPDELAINE TULLETT PREBON, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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