Thomas D. Digaetano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas D Digaetano, who also goes by Thomas Digaetano, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1989. Thomas had worked at 8 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2005 - January 11, 2018
INDEPENDENT BROKERS LLC
November 2, 2004 - December 6, 2005
MCCRACKEN ADVISORY PARTNERS CORPORATION
April 4, 2003 - November 3, 2004
PECONIC SECURITIES LLC
March 2, 2000 - February 3, 2003
TP ICAP GLOBAL MARKETS AMERICAS LLC
July 13, 1998 - September 20, 2000
INTERCAPITAL INTERNATIONAL INC.
April 3, 1996 - July 13, 1998
EXCO RMJ INTERNATIONAL INC.
March 18, 1992 - January 17, 1996
FIRST BROKERS SECURITIES LLC
August 22, 1989 - February 25, 1992
OPPENHEIMER & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/11/2000
Limited Representative-Equity Trader ExamCurrent Firm
INDEPENDENT BROKERS LLC
CRD#: 136163 / SEC#: , 8-66977
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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