Gary R. Kellen

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CRD#: 1082683

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gary Raymond Kellen, ChFC®, CLU® was a registered financial professional .

Gary is a previously registered financial professional and started their career in finance in 1989. Gary had worked at 4 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Past

June 18, 2007 - April 23, 2024

HECK CAPITAL ADVISORS, LLC

RIA

CRD#: 143848

St Louis Park, MN

Past

December 24, 1996 - June 14, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

RHINELANDER, WI

Past

July 31, 1995 - March 13, 1997

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

November 3, 1989 - May 23, 1995

SIGNATOR FINANCIAL SERVICES, INC.

CRD#: 19061

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HECK CAPITAL ADVISORS, LLC

H CONSULTING, LLC | HECK CAPITAL ADVISORS, LLC | HECK CAPITAL ADVISORS

CRD#: 143848 / SEC#: 801-67872

RIA

Registered Investment Advisory firm - (5/14/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/29/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/22/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/2/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HECK CAPITAL ADVISORS, LLC

H CONSULTING, LLC | HECK CAPITAL ADVISORS, LLC | HECK CAPITAL ADVISORS

CRD#: 143848 / SEC#: 801-67872

RIA

Registered Investment Advisory firm - (5/14/2007 Approved)

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Contact information

Main Address

15 East Anderson Street, Rhinelander, WI 54501

Mailing Address

Po Box 738, Rhinelander, WI 54501

Phone number

(715) 361-1500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A, APPENDIX 1 AND SCHEDULE 2B (3/14/2025)

Regulatory assets under management

Total Number of Accounts	3,815
AUM (Assets Under Management)	$ 9,670,498,771

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Gary R. Kellen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HECK CAPITAL ADVISORS, LLC

CITIGROUP GLOBAL MARKETS INC.

JOHN HANCOCK DISTRIBUTORS LLC

SIGNATOR FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

HECK CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/29/1989

Series 7

Date: 2/22/2001

Series 6

Date: 11/2/1989

Current Firm

HECK CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HECK CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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