Keith G. Hentschel

HENTCH SOLUTIONS

AUBURN, CA 95603

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CRD#: 1082472

Professional summary

Keith Gordon Hentschel is a registered financial advisor currently at HENTCH SOLUTIONS located in Auburn, California.

Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Keith has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: NO, POSITION/TITLE/RELATIONSHIP: Independent Representative BRIEF DESCRIPTION OF DUTIES: SELLS FIXED LIFE, HEALTH, LTC AND FIXED/INDEXED ANNUITIES 2. NAME OF OTHER BUSINESS: HENTCH INC, INVESTMENT RELATED: NO, NATURE OF BUSINESS: DBA FOR SPEAKING SKILLS, POSITION/TITLE/RELATIONSHIP: MC/COACH, APX NUMBER OF HOURS PER MONTH: 0 BRIEF DESCRIPTION OF DUTIES: TEACHING PEOPLE TO BECOME MORE COMFORTABLE AND CONFIDENT WHEN PUBLIC SPEAKING;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Gordon Hentschel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 8, 2021 - Present

HENTCH SOLUTIONS

Office #1: 1132 Lincoln Way Suite 4, Auburn, CA 95603

RIA

CRD#: 312487

AUBURN, CA

Past

March 30, 2018 - April 12, 2021

IFC

RIA

CRD#: 283976

AUBURN, CA

Past

February 24, 2011 - August 9, 2017

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

ROSEVILLE, CA

Past

February 23, 2011 - August 9, 2017

CETERA WEALTH SERVICES, LLC

CRD#: 13572

ROSEVILLE, CA

Past

May 8, 2009 - February 11, 2011

QA3 FINANCIAL LLC

RIA

CRD#: 104957

AUBURN, CA

Past

March 22, 2005 - February 11, 2011

QA3 FINANCIAL CORP.

CRD#: 14754

AUBURN, CA

Past

October 6, 1998 - March 23, 2005

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

January 13, 1998 - September 2, 1998

GATEWAY INVESTMENT SERVICES, INC.

CRD#: 31153

OAK PARK, IL

Past

May 1, 1992 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

May 1, 1992 - December 23, 1997

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

August 1, 1983 - December 16, 1989

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/1/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/11/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/9/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/29/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HENTCH SOLUTIONS

HENTCH SOLUTIONS | HENTCH, INC.

CRD#: 312487 / SEC#:

California

Registered Investment Advisory firm - (4/8/2021 Approved)

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Contact information

Main Address

1132 Lincoln Way Suite 4, Auburn, CA 95603

Mailing Address

Phone number

(530) 308-1582

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Keith G. Hentschel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Gordon Hentschel's CRS (Customer Relationship Summary).

Certified licenses

Experience

IFC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

QA3 FINANCIAL LLC

QA3 FINANCIAL CORP.

PRINCIPAL SECURITIES, INC.

GATEWAY INVESTMENT SERVICES, INC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/1/2009

Series 63

Date: 5/11/1992

SIE

Date: 8/9/2017

Series 6

Date: 4/29/1992

Current Firm

HENTCH SOLUTIONS

Contact information

Documents

Red Flags

Company Information

HENTCH SOLUTIONS

TRUST BUT VERIFY

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