Gary D. Robertson
NWF ADVISORY SERVICES | Financial Advisor
NEWPORT BEACH, CA 92660
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CRD#: 1082419
Professional summary
Gary Domville Robertson is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Newport Beach, California and OSAIC WEALTH, INC. located in Malakoff, Texas.
Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Gary has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. GARY ROBERTSON POSITION: Registered rep NATURE: Registered rep doing indurance, LTC business INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/07/1992 ADDRESS: 1321 Oxford ln., Newport Beach CA 92660, United States DESCRIPTION: Insurance and LTC business 2. DAYZ MARINELLC POSITION: Principal NATURE: Holding entity for boat INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2016 ADDRESS: 1321 oxford Ln, Newport Beach CA 92660, United States DESCRIPTION: LLC that simply owns our boat 3. NWF ADVISORY SERVICES POSITION: SR VP Investments NATURE: Investment Advisory Rep INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 04/15/2015 ADDRESS: 1321 Oxford ln., Newport Beach CA 92660, United States DESCRIPTION: Investment Advisory, Portfolio Management 4. ARTISAN CAPITAL PARTNERS POSITION: financial professional NATURE: Artisan capital Partners is a DBA under/powered by NWF Advisory group llc INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 60 START DATE: 05/20/2025 ADDRESS: 21 Summit Ridge, MALAKOFF TX 75148, United States DESCRIPTION: I am a financial professional marketing myself under the DBA Artisan capital Partners
CRS (Client Relationship Summary) - RIA
Click below to view Gary Domville Robertson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 3, 2015 - Present
NWF ADVISORY SERVICES INC
Office #1: 59 Beacon Bay Ste. 200, Newport Beach, CA 92660RIA
CRD#: 110410
NEWPORT BEACH, CA
Current
March 11, 2015 - Present
OSAIC WEALTH, INC.
RIA
BD
CRD#: 23131
Malakoff, TX
Past
October 20, 2010 - July 31, 2015
FIRST MIDWEST SECURITIES, INC.
RIA
CRD#: 21786
NEWPORT BEACH, CA
Past
October 19, 2010 - July 1, 2015
FIRST MIDWEST SECURITIES, INC.
BD
CRD#: 21786
NEWPORT BEACH, CA
Past
August 24, 2009 - October 18, 2010
CROWELL, WEEDON & CO.
RIA
CRD#: 193
NEWPORT BEACH, CA
Past
August 21, 2009 - October 18, 2010
CROWELL, WEEDON & CO.
BD
CRD#: 193
NEWPORT BEACH, CA
Past
June 1, 2009 - September 16, 2009
MORGAN STANLEY
RIA
CRD#: 149777
NEWPORT BEACH, CA
Past
June 1, 2009 - September 16, 2009
MORGAN STANLEY
BD
CRD#: 149777
NEWPORT BEACH, CA
Past
July 8, 1997 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
NEWPORT BEACH, CA
Past
February 26, 1990 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEWPORT BEACH, CA
Past
December 21, 1982 - March 13, 1990
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/11/2015)
IAR
California(7/3/2015)
RR
Idaho(11/19/2019)
RR
Ohio(3/11/2015)
RR
Texas(3/3/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064
Mailing Address
Phone number
(310) 475-5854
Established
Firm type
Fiscal year end
# of Employees
71
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,979 |
| AUM (Assets Under Management) | $ 3,824,876,751 |
Red Flags
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Company Information
NWF ADVISORY SERVICES INC
Financial AdvisorCRD#: 110410Newport Beach, CA 92660TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
xxxxxxx
