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JT

John Mark Tidwell

CRD# 1082227·Registered 1984 - 1995
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Mark Tidwell, who also goes by John Tidwell, Jon Mark Tidwell, Mark Tidwell, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1984 - 1995. John had worked at 7 firms and has passed the Series 63, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Tidwell, Jon Mark Tidwell, Mark Tidwell

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

TDI, INCORPORATED·CRD# 30629
BD
Englewood, CO
September 19, 1994 - December 16, 1995
THE TRADING DESK, INC.·CRD# 22908
BD
February 5, 1991 - December 30, 1994
SWINK & COMPANY, INC.·CRD# 7111
BD
September 18, 1987 - January 26, 1989
LANDMARK INVESTMENTS, INC.·CRD# 7041
BD
February 10, 1987 - August 12, 1987
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
October 1, 1986 - February 4, 1987
BOWMAN & COMPANY INCORPORATED·CRD# 15983
BD
June 7, 1985 - August 11, 1986
DELTA FINANCIAL INVESTMENT CORPORATION·CRD# 14391
BD
September 8, 1984 - October 7, 1985

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Current Firm

TI
TDI, INCORPORATED

TDI, INCORPORATED | U.S. CENTRAL SECURITIES CORPORATION | U.S. CENTRAL SECURITIES | TRADERS AND DEALERS, INC.

CRD#: 30629 / SEC#: 8-45046
BD
Terminated by SEC on 02/12/2002

Contact Information

Established

California since 06/08/1992

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MANNING, JERRY WAYNECEO AND FINANCIAL PRINCIPAL848596

Disclosures

Regulatory Event

7

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1982About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Mar 1991About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jan 1984About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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