John M. Tidwell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Mark Tidwell, who also goes by John Tidwell, Jon Mark Tidwell, Mark Tidwell, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1984. John had worked at 7 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 1994 - December 16, 1995
TDI, INCORPORATED
February 5, 1991 - December 30, 1994
THE TRADING DESK, INC.
September 18, 1987 - January 26, 1989
SWINK & COMPANY, INC.
February 10, 1987 - August 12, 1987
LANDMARK INVESTMENTS, INC.
October 1, 1986 - February 4, 1987
LEHMAN BROTHERS INC.
June 7, 1985 - August 11, 1986
BOWMAN & COMPANY INCORPORATED
September 8, 1984 - October 7, 1985
DELTA FINANCIAL INVESTMENT CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TDI, INCORPORATED
CRD#: 30629 / SEC#: , 8-45046
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MANNING, JERRY WAYNE | CEO AND FINANCIAL PRINCIPAL | 848596 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
