Thomas W. Chandler

KERR WEALTH MANAGEMENT

Fresno, CA 93720

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CRD#: 1082136

Professional summary

Thomas Wayne Chandler is a registered financial advisor currently at KERR WEALTH MANAGEMENT located in Fresno, California.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Thomas has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) LIFE INSURANCE - 575 E. LOCUST FRESNO, CA 93720; AGENT ; LIFE INSURANCE SALES; NON INVESTMENT-RELATED BUSINESS; 0-1% OF TIME SPENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Wayne Chandler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 7, 2020 - Present

KERR WEALTH MANAGEMENT

Office #1: 7255 N. First Street, Suite 101, Fresno, CA 93720

RIA

CRD#: 277142

Fresno, CA

Past

March 25, 2019 - April 3, 2020

KOVACK SECURITIES INC.

CRD#: 44848

FT. LAUDERDALE, FL

Past

January 16, 2018 - April 3, 2020

KOVACK ADVISORS, INC.

RIA

CRD#: 140808

Fresno, CA

Past

June 11, 2014 - February 15, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

FRESNO, CA

Past

June 11, 2014 - February 15, 2018

LPL FINANCIAL LLC

CRD#: 6413

FRESNO, CA

Past

July 8, 1997 - June 5, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

FRESNO, CA

Past

December 21, 1982 - June 5, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

FRESNO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KERR WEALTH MANAGEMENT

BLOSSER HARRISON WEALTH MANAGEMENT | KERR WEALTH MANAGEMENT | KERR FINANCIAL PLANNING CORPORATION | DECICCO CAPITAL ADVISORS

CRD#: 277142 / SEC#: 801-133713

RIA

Registered Investment Advisory firm - (6/20/2025 Approved)

California

Registered Investment Advisory firm - (7/25/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/7/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/21/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/11/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/15/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/18/1982

General Securities Representative Examination

Current Firm

KERR WEALTH MANAGEMENT

BLOSSER HARRISON WEALTH MANAGEMENT | KERR WEALTH MANAGEMENT | KERR FINANCIAL PLANNING CORPORATION | DECICCO CAPITAL ADVISORS

CRD#: 277142 / SEC#: 801-133713

RIA

Registered Investment Advisory firm - (6/20/2025 Approved)

California

Registered Investment Advisory firm - (7/25/2025 Terminated)

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Contact information

Main Address

7255 N. First Street, Suite 101, Fresno, CA 93720

Mailing Address

Phone number

(559) 277-4772

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV2A & 2B SEC (8/26/2025)

Regulatory assets under management

Total Number of Accounts	858
AUM (Assets Under Management)	$ 125,607,930

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas W. Chandler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Wayne Chandler's CRS (Customer Relationship Summary).

Certified licenses

Experience

KOVACK SECURITIES INC.

KOVACK ADVISORS, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

KERR WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 12/21/1992

Series 63

Date: 1/11/1983

SIE

Date: 2/15/2018

Series 7

Date: 12/18/1982

Current Firm

KERR WEALTH MANAGEMENT

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KERR WEALTH MANAGEMENT

TRUST BUT VERIFY

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