Laris Milonas

Some features on this profile are disabled

CRD#: 1082010

Professional summary

Laris Milonas was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Laris is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Laris had worked at 2 firms, which includes ROONEY PACE INC., HANOVER SQUARE SECURITIES GROUP INC..

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 15, 1983 - May 1, 1984

ROONEY, PACE INC.

CRD#: 6218

Past

February 25, 1983 - December 27, 1984

HANOVER SQUARE SECURITIES GROUP INC.

CRD#: 13038

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

ROONEY, PACE INC.

CRD#: 6218 / SEC#: , 8-17107

Expelled by FINRA on 10/31/1988

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Mailing Address

Phone number

Established

Nevada since 09/01/1978

Firm type

Corporation

Fiscal year end

# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.