Thomas C. Reynolds
VESTGEN ADVISORS
Osprey, FL
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CRD#: 1081941
Professional summary
Thomas Christopher Reynolds, CFP® is a registered financial advisor currently at VESTGEN ADVISORS, LLC located in Osprey, Florida and PRIVATE CLIENT SERVICES, LLC located in Oak Brook, Illinois.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Thomas has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) VestGen Advisors, LLC. 1605 West Colonial Parkway, Inverness, IL 60067. RIA. 170 hrs/mo; 170 during trading hrs. 2) Landmark Capital Inc. Retirement Plan for my office. Fund and manage the plan. 1 hr//mo; 0 during trading hrs. Not investment related. 3) Landmark Capital Inc. 1100 Jorie Blvd, #364, Oak Brook, IL 60523. DBA for LPL business. President. 2 hrs/mo; 2 during trading hrs. Investment related. 4) Margaret Reynolds Trust. 42 Willow Crest Dr, Oak Brook, IL 60523. Power of Attorney for mother. Manage money. 1 hr/mo; 0 during trading hrs. Investment related. 5) Shields Technology. 999 Oakmont Plaza Dr, #200, Westmont, IL 60559. Manufacture & distributer. Vice chairman, board of director, shareholder. 2 hrs/mo; 0 during trading hrs. Not investment related. 6) VestGen Wealth Partners Holdings, LLC. 213 W Union Ave, Wheaton, IL 60187. Financial Services Holding Company. Limited Partner, Principal and Founding Member. Investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Christopher Reynolds's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1987
Experience
Current
October 18, 2024 - Present
VESTGEN ADVISORS, LLC
Office #2: 1100 Jorie Boulevard Suite #364, Oak Brook, IL 60523RIA
CRD#: 318657
Osprey, FL
Current
December 2, 2024 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 1100 Jorie Blvd, Ste 364, Oak Brook, IL 60523RIA
BD
CRD#: 120222
Oak Brook, IL
Past
March 24, 2023 - December 3, 2024
LPL FINANCIAL LLC
RIA
CRD#: 6413
OAK BROOK, IL
Past
March 24, 2023 - December 3, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
OAK BROOK, IL
Past
October 3, 2002 - March 30, 2023
SECURITIES AMERICA, INC.
BD
CRD#: 10205
OAK BROOK, IL
Past
December 19, 1997 - April 22, 2024
LANDMARK CAPITAL INC.
RIA
CRD#: 123526
OAK BROOK, IL
Past
January 31, 1997 - March 3, 1997
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Past
December 22, 1982 - October 1, 2002
PEB FINANCIAL GROUP, INC.
BD
CRD#: 7708
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VESTGEN ADVISORS, LLC
ENNEA WEALTH SOLUTIONS | WEALTH MANAGMENT GROUP | WEALTH MANAGEMENT GROUP, L.L.C. | VESTGEN WEALTH PARTNERS | VESTGEN OAK BROOK | VESTGEN NAPLES | VESTGEN NAPERVILLE | VESTGEN KANSAS CITY | VESTGEN INVERNESS & DOWNERS GROVE | VESTGEN GLEN ELLYN | VESTGEN EGG HARBOR | VESTGEN DOWNERS GROVE | VESTGEN CHICAGO | VESTGEN ADVISORS, LLC | VESTGEN ADVISORS | VESTGEN | VESTBRIDGE ADVISORS | OPTIMUM INVESTMENT ADVISORS | LANDMARK CAPITAL | FOUNTAIN WEALTH
CRD#: 318657 / SEC#: 801-123390
RIA
Registered Investment Advisory firm - (3/4/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/3/2024)
RR
Arizona(12/2/2024)
RR
Arkansas(12/2/2024)
RR
Colorado(12/2/2024)
RR
District of Columbia(12/2/2024)
RR
Florida(12/2/2024)
IAR
Florida(4/17/2025)
IAR
Illinois(10/24/2024)
RR
Illinois(12/2/2024)
RR
Indiana(12/4/2024)
RR
Iowa(12/2/2024)
RR
Kentucky(12/9/2024)
RR
Louisiana(12/2/2024)
RR
Michigan(12/2/2024)
RR
Minnesota(6/20/2025)
RR
Ohio(12/2/2024)
RR
Pennsylvania(12/2/2024)
RR
Tennessee(12/2/2024)
IAR
Texas(10/18/2024)
RR
Texas(12/2/2024)
RR
Wisconsin(12/2/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VESTGEN ADVISORS, LLC
ENNEA WEALTH SOLUTIONS | WEALTH MANAGMENT GROUP | WEALTH MANAGEMENT GROUP, L.L.C. | VESTGEN WEALTH PARTNERS | VESTGEN OAK BROOK | VESTGEN NAPLES | VESTGEN NAPERVILLE | VESTGEN KANSAS CITY | VESTGEN INVERNESS & DOWNERS GROVE | VESTGEN GLEN ELLYN | VESTGEN EGG HARBOR | VESTGEN DOWNERS GROVE | VESTGEN CHICAGO | VESTGEN ADVISORS, LLC | VESTGEN ADVISORS | VESTGEN | VESTBRIDGE ADVISORS | OPTIMUM INVESTMENT ADVISORS | LANDMARK CAPITAL | FOUNTAIN WEALTH
CRD#: 318657 / SEC#: 801-123390
RIA
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Contact information
Main Address
1605 West Colonial Parkway, Inverness, IL 60067
Mailing Address
Phone number
(312) 237-4446
Established
Firm type
Fiscal year end
# of Employees
115
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,800 |
| AUM (Assets Under Management) | $ 3,470,310,102 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
