Steve H. Miller

WESPAC ADVISORS

Phoenix, AZ 85016

Some features on this profile are disabled

CRD#: 1081919

Professional summary

Steve Haydon Miller is a registered financial advisor currently at WESPAC ADVISORS, LLC located in Phoenix, Arizona.

Steve is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Steve has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 09/12/2014 - MATLOCK & ASSOCIATES - NON-VARIABLE INSURANCE -HEALTH, DISABILITY - TIME SPENT 40% - PHOENIX, AZ (2) 01/27/2015 - GLOBAL RETIREMENT PARTNERS -REGISTERED INVESTMENT ADVISOR HYBRID - PHOENIX, AZ

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steve Haydon Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 5, 2010 - Present

WESPAC ADVISORS, LLC

Office #1: 2400 E Arizona Biltmore Cir #1100, Phoenix, AZ 85016

RIA

CRD#: 148242

Phoenix, AZ

Past

September 23, 2014 - September 14, 2020

GLOBAL RETIREMENT PARTNERS LLC

RIA

CRD#: 172011

PHOENIX, AZ

Past

September 12, 2014 - December 14, 2015

LPL FINANCIAL LLC

CRD#: 6413

PHOENIX, AZ

Past

November 30, 2009 - November 17, 2014

FINANCIAL TELESIS INC

RIA

CRD#: 31012

PHOENIX, AZ

Past

November 18, 2005 - September 12, 2014

FINANCIAL TELESIS INC

CRD#: 31012

PHOENIX, AZ

Past

December 15, 2003 - May 13, 2004

STERLING FINANCIAL INVESTMENT GROUP, INC.

CRD#: 41506

BOCA RATON, FL

Past

May 8, 2003 - August 12, 2003

M HOLDINGS SECURITIES, INC.

CRD#: 43285

PORTLAND, OR

Past

October 21, 2002 - February 20, 2003

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

January 3, 1997 - October 21, 2002

ONE ORCHARD EQUITIES, INC.

CRD#: 42124

GREENWOOD VILLAGE, CO

Past

April 6, 1984 - January 3, 1997

THE GREAT-WEST LIFE ASSURANCE COMPANY

CRD#: 5927

ENGLEWOOD, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WESPAC ADVISORS, LLC

CRD#: 148242 / SEC#: 801-69552

RIA

Registered Investment Advisory firm - (9/24/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(1/21/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/13/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/19/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/14/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/5/1984

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 7/16/1997

Investment Company Products/Variable Contracts Principal Examination

Current Firm

WESPAC ADVISORS, LLC

CRD#: 148242 / SEC#: 801-69552

RIA

Registered Investment Advisory firm - (9/24/2008 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4 Orinda Way Suite 100-b, Orinda, CA 94563

Mailing Address

735 Plumas Street, Reno, NV 89509

Phone number

(510) 287-5255

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV FORM PART 2A (7/10/2025)

Regulatory assets under management

Total Number of Accounts	639
AUM (Assets Under Management)	$ 1,080,141,470

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/24/2025	Cover Page	Report
01/28/2025	Cover Page	Report
07/21/2023	Cover Page	Report
10/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Joseph Di Vito

RBC CAPITAL MARKETS, LLC

IAR

Scottsdale, AZ

Luke Kacer

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Tucson, AZ

Timothy Hughes

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Scottsdale, AZ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Steve H. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steve Haydon Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL RETIREMENT PARTNERS LLC

LPL FINANCIAL LLC

FINANCIAL TELESIS INC

FINANCIAL TELESIS INC

STERLING FINANCIAL INVESTMENT GROUP, INC.

M HOLDINGS SECURITIES, INC.

EMPOWER FINANCIAL SERVICES, INC.

ONE ORCHARD EQUITIES, INC.

THE GREAT-WEST LIFE ASSURANCE COMPANY

Primary Firm SEC Registration

WESPAC ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/13/2009

Series 63

Date: 12/19/2002

SIE

Date: 12/14/2015

Series 6

Date: 4/5/1984

Series 26

Date: 7/16/1997

Current Firm

WESPAC ADVISORS, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WESPAC ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors