John E. Hummler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Edward Hummler was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1982. John had worked at 8 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2007 - February 23, 2012
VTRADER PRO, LLC
May 11, 2004 - March 2, 2005
JEFFERIES LLC
March 20, 2003 - March 29, 2004
SCHONFELD SECURITIES, LLC
March 3, 2003 - March 5, 2003
FIS BROKERAGE & SECURITIES SERVICES LLC
December 18, 2000 - March 3, 2003
RUMSON CAPITAL, LLC
October 17, 1994 - January 29, 1998
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
October 3, 1983 - July 18, 1985
ADVEST, INC.
December 21, 1982 - October 7, 1983
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/12/2000
Limited Representative-Equity Trader ExamCurrent Firm
VTRADER PRO, LLC
CRD#: 131920 / SEC#: , 8-66525
Contact information
Documents
Disclosures
| Regulatory Event | 12 |
Red Flags
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