Ralph A. Saviano

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CRD#: 1081879

Professional summary

Ralph Anthony Saviano was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Ralph is a previously registered financial advisor and started their career in finance in 1982. Prior to being barred, Ralph had worked at 9 firms, which includes CENTAURUS FINANCIAL INC., QUESTAR CAPITAL CORPORATION, USALLIANZ SECURITIES INC., OSAIC WEALTH INC., INTEGRATED RESOURCES EQUITY CORPORATION, CAG RESOURCES INC., L.C.L. SECURITIES INC., SUMMIT CAPITAL GROUPLTD., GREEN HILL FINANCIAL SERVICE CORPORATION.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 2, 2007 - June 12, 2012

CENTAURUS FINANCIAL, INC.

CRD#: 30833

SOMERSET, NJ

Past

December 1, 2006 - July 7, 2007

QUESTAR CAPITAL CORPORATION

CRD#: 43100

NEW BRUNSWICK, NJ

Past

April 15, 2004 - August 1, 2006

USALLIANZ SECURITIES, INC.

RIA

CRD#: 40875

NEW BRUNSWICK, NJ

Past

April 14, 2004 - December 1, 2006

USALLIANZ SECURITIES, INC.

CRD#: 40875

NEW BRUNSWICK, NJ

Past

February 20, 2003 - April 16, 2004

OSAIC WEALTH, INC.

RIA

CRD#: 23131

MAPLEWOOD, NJ

Past

November 19, 1989 - April 16, 2004

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

February 13, 1987 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

November 5, 1986 - February 23, 1987

CAG RESOURCES, INC.

CRD#: 18419

Past

December 7, 1984 - December 26, 1986

L.C.L. SECURITIES, INC.

CRD#: 14366

Past

July 9, 1984 - November 25, 1986

SUMMIT CAPITAL GROUP,LTD.

CRD#: 14097

Past

December 21, 1982 - March 10, 1984

GREEN HILL FINANCIAL SERVICE CORPORATION

CRD#: 4882

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185

RIA

Registered Investment Advisory firm - SEC (10/8/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/13/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/18/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/14/1985

General Securities Principal Examination

Current Firm

CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185

RIA

Registered Investment Advisory firm - SEC (10/8/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

2300 E. Katella Avenue Suite 200, Anaheim, CA 92806

Mailing Address

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806

Phone number

(714) 456-1790

Established

California since 08/27/1992

Firm type

Corporation

Fiscal year end

April

Firm Size

Large

# of Employees

580

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

CENTAURUS FINANCIAL, INC. FORM ADV PART 2 APPENDIX 1 (7/24/2025)

CENTAURUS FINANCIAL, INC. FORM ADV PART 2A (7/24/2025)

Direct owners and executive officers

Name	Position	CRD#
FEDERATION OF FINANCIAL SERVICES	OWNER
KREMER, STEPHEN MARK	OWNER	1188829
RUBINO, MICHAEL PETER	OWNER	1188940
DUHOVIC, JEROME VICTOR	DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER	2123754
DUHOVIC, JEROME VICTOR	CHIEF COMPLIANCE OFFICER	2123754
KING, JAMES RONALD SR	DIRECTOR/CHAIRMAN OF THE BOARD/CEO	269927
KING, PAUL J	DIRECTOR/GENERAL COUNSEL	5017845
KING, WESTLEY HAYES	DIRECTOR/PRESIDENT	2527676
LEJMAN, SHERI J	CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER

Regulatory assets under management

Total Number of Accounts	38,049
AUM (Assets Under Management)	$ 7,336,108,151

Disclosures

Regulatory Event	18
Arbitration	8

Red Flags

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Firm Stability Insights

Ralph A. Saviano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

QUESTAR CAPITAL CORPORATION

USALLIANZ SECURITIES, INC.

USALLIANZ SECURITIES, INC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

CAG RESOURCES, INC.

L.C.L. SECURITIES, INC.

SUMMIT CAPITAL GROUP,LTD.

GREEN HILL FINANCIAL SERVICE CORPORATION

Primary Firm SEC Registration

CENTAURUS FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/13/1984

Series 7

Date: 12/18/1982

Series 24

Date: 6/14/1985

Current Firm

CENTAURUS FINANCIAL, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

CENTAURUS FINANCIAL, INC.

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