Wilma Sheridan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wilma Sheridan, who also goes by Wilma Sheridan Mandarino, Wilma Mandarino, was a registered financial professional .
Wilma is a previously registered financial professional and started their career in finance in 1986. Wilma had worked at 17 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2015 - May 14, 2018
LIFEMARK SECURITIES CORP.
March 27, 2015 - April 1, 2015
RIDGEWAY & CONGER, INC.
May 17, 2011 - December 31, 2011
CETERA ADVISORS LLC
May 17, 2011 - November 24, 2014
CETERA ADVISORS LLC
September 8, 2009 - May 6, 2011
LPL FINANCIAL LLC
September 8, 2009 - May 20, 2011
LPL FINANCIAL LLC
May 11, 2009 - September 8, 2009
MUTUAL SERVICE CORPORATION
December 11, 2003 - September 8, 2009
MUTUAL SERVICE CORPORATION
August 18, 2003 - December 12, 2003
OSAIC WEALTH, INC.
June 10, 2003 - December 4, 2003
INVESTORS CAPITAL CORP.
August 30, 2000 - June 19, 2003
WALNUT STREET SECURITIES, INC.
August 3, 1998 - April 19, 2000
IFMG SECURITIES, INC.
June 25, 1998 - August 3, 1998
INDEPENDENT FINANCIAL SECURITIES, INC.
August 5, 1997 - September 16, 1997
ESSEX NATIONAL SECURITIES, LLC
July 28, 1992 - November 9, 1992
CETERA WEALTH SERVICES, LLC
January 9, 1991 - May 2, 1991
ROBERT TODD FINANCIAL CORP.
December 20, 1990 - July 25, 1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
December 20, 1990 - July 25, 1997
EQUITABLE ADVISORS, LLC
July 26, 1988 - March 10, 1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
July 26, 1988 - March 10, 1989
EQUITABLE ADVISORS, LLC
July 10, 1986 - October 28, 1986
AUSTIN, DAVENPORT ASSOCIATES, INC.
March 19, 1986 - July 9, 1986
NORTH COAST SECURITIES
Primary Firm SEC Registration
LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
Contact information
SEC notice filing (46 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KALINOWSKI, ANDREW JOSEPH | VP / BOARD MEMBER/SECRETARY | 263409 |
| MICCICHE, VINCENT JR | TREASURER/ FINOP/PFO/POO | 702149 |
| PRISCO, JAMES JOSEPH | CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER | 2653402 |
| PRISCO, JAMES JOSEPH | PRESIDENT / BOARD MEMBER | 2653402 |
| GEORGIEV, ALEXANDRE JR. | CCO OF THE RIA / DIRECTOR OF OPERATIONS | 5307830 |
Regulatory assets under management
| Total Number of Accounts | 2,021 |
| AUM (Assets Under Management) | $ 461,475,636 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
