Lawrence S. Lawler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Stephen Lawler, who also goes by Lawrence Stephen Lawler Jr, Lawrence Stephen (jr) Lawler, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1982. Lawrence had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2014 - September 18, 2015
ILLUSTRO TRADING, LLC
February 3, 2014 - September 29, 2014
GLOBAL DIRECT EQUITIES, LLC
November 30, 2009 - March 3, 2014
ILLUSTRO TRADING, LLC
November 20, 2006 - November 30, 2009
LAWLER SECURITIES INC.
October 11, 2002 - October 2, 2006
PATRICK J. COLLINS INC
November 22, 1994 - September 18, 2002
BNY MELLON SECURITIES CORPORATION
August 15, 1983 - June 7, 1984
ITG EXECUTION SERVICES, INC.
December 21, 1982 - October 17, 1994
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 25
Date: 8/5/2003
NYSE Trading Assistant ExaminationCurrent Firm
ILLUSTRO TRADING, LLC
CRD#: 32792 / SEC#: , 8-36202
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
