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Lawrence Stephen Lawler

CRD# 1081605·Registered 1982 - 2015
Previously Registered: Being a previously registered professional could mean that Lawrence is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Lawrence Stephen Lawler, who also goes by Lawrence Stephen Lawler Jr, Lawrence Stephen (jr) Lawler, was a registered financial advisor. Lawrence was a previously registered financial professional and started their career in finance 1982 - 2015. Lawrence had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 25 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Lawrence Stephen Lawler Jr, Lawrence Stephen (jr) Lawler

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

ILLUSTRO TRADING, LLC·CRD# 32792
BD
New York, NY
September 29, 2014 - September 18, 2015
GLOBAL DIRECT EQUITIES, LLC·CRD# 124514
BD
New York, NY
February 3, 2014 - September 29, 2014
ILLUSTRO TRADING, LLC·CRD# 32792
BD
New York, NY
November 30, 2009 - March 3, 2014
LAWLER SECURITIES INC.·CRD# 142206
BD
New York, NY
November 20, 2006 - November 30, 2009
PATRICK J. COLLINS INC·CRD# 32954
BD
Old Greenwich, CT
October 11, 2002 - October 2, 2006
BNY MELLON SECURITIES CORPORATION·CRD# 231
BD
New York, NY
November 22, 1994 - September 18, 2002
ITG EXECUTION SERVICES, INC.·CRD# 5247
BD
August 15, 1983 - June 7, 1984
KIDDER, PEABODY & CO. INCORPORATED·CRD# 7613
BD
New York, NY
December 21, 1982 - October 17, 1994

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Current Firm

IT
ILLUSTRO TRADING, LLC

ILLUSTRO TRADING, LLC | REHBERG JR, CHARLES EDWARD

CRD#: 32792 / SEC#: 8-36202
BD
Terminated by SEC on 01/29/2018

Contact Information

Established

New York since 11/10/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
QUARTUCCIO, PHILIP PAULMANAGING MEMBER/ CCO/ GSP2397864
STAMOVA, ILINA SCFO/FINOP5500851

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 1991About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1990About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2015About the SIE exam

Series 25 — NYSE Trading Assistant Examination

Passed Aug 2003

Series 7 — General Securities Representative Examination

Passed Dec 1982About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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