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Donald Frederick Arbuckle

CRD# 1081434·Registered 1988 - 2012
Previously Registered: Being a previously registered professional could mean that Donald is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Donald Frederick Arbuckle, who also goes by Don F Arbuckle, Don Arbuckle, Donald Frederick (jr) Arbuckle, was a registered financial advisor. Donald was a previously registered financial professional and started their career in finance 1988 - 2012. Donald had worked at 11 firms and has passed the Series 65 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Don F Arbuckle, Don Arbuckle, Donald Frederick (jr) Arbuckle

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

CCF INVESTMENTS, INC.·CRD# 136571
BD
Greensboro, GA
April 21, 2011 - July 12, 2012
FORESTERS EQUITY SERVICES, INC.·CRD# 18464
BD
San Diego, CA
January 5, 2009 - January 21, 2011
INVESTORS CAPITAL CORP.·CRD# 30613
RIA
Ormond Beach, FL
February 2, 2005 - December 31, 2008
EASTERN POINT ADVISORS INC.·CRD# 107123
RIA
Palmcoast, FL
February 6, 2003 - December 31, 2004
INVESTORS CAPITAL CORP.·CRD# 30613
BD
Ormond Beach, FL
February 4, 2003 - December 31, 2008
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
RIA
Palm Coast, FL
February 12, 1998 - February 10, 2003
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
BD
Windsor, CT
February 12, 1998 - February 10, 2003
CALTON & ASSOCIATES, INC.·CRD# 20999
BD
Tampa, FL
September 19, 1996 - February 13, 1998
CONSECO EQUITY SALES, INC.·CRD# 4125
BD
Carmel, IN
January 27, 1994 - January 13, 1997
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
Oakdale, MN
September 29, 1993 - September 24, 1996
HORACE MANN INVESTORS, INC.·CRD# 11643
BD
Springfield, IL
July 16, 1991 - August 27, 1993
CONSECO EQUITY SALES, INC.·CRD# 4125
BD
Carmel, IN
March 1, 1990 - May 13, 1991
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK·CRD# 2873
BD
New York, NY
April 29, 1988 - February 12, 1990
MONY SECURITIES CORPORATION·CRD# 4386
BD
New York, NY
April 29, 1988 - February 12, 1990

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Current Firm

CI
CCF INVESTMENTS, INC.

C C F INVESTMENTS, INC. | CCF INVESTMENTS, INC. | CCF INVESTMENTS INC OF NEVADA

CRD#: 136571 / SEC#: 8-67027
BD
Terminated by SEC on 09/19/2017

Contact Information

Established

Georgia since 05/26/2004

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CAPITAL CHOICE FINANCIALOWNER—
KINNARD, RICHARD LENCEO2694520
REED, BRYAN MICHAELSVP COO CCO2886966
WALLACE, DEBORA PAULFINOP/CFO5009480

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2001About the Series 65 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 1988About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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