Robert L. Christensen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Lee Christensen JR, who also goes by Jr Robert Lee Christensen, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1982. Robert had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2015 - January 23, 2018
DREXEL HAMILTON, LLC
July 8, 2014 - October 28, 2015
IMPERIAL CAPITAL ASSET MANAGEMENT LLC
July 8, 2014 - October 28, 2015
IMPERIAL CAPITAL, LLC
July 5, 2013 - January 9, 2014
CANACCORD GENUITY LLC
June 2, 2003 - July 1, 2013
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
September 28, 1998 - April 29, 2003
GLEACHER & COMPANY SECURITIES, INC.
November 8, 1995 - September 9, 1998
BMO CAPITAL MARKETS CORP.
April 30, 1991 - February 13, 1995
INTESA SANPAOLO IMI SECURITIES CORP.
August 30, 1988 - April 30, 1991
MABON, NUGENT & CO.
December 23, 1982 - February 23, 1988
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DREXEL HAMILTON, LLC
CRD#: 143570 / SEC#: , 8-67576
Contact information
FINRA licenses (41 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FELICE, ANTHONY PHILIP | CHIEF EXECUTIVE OFFICER | 4441607 |
| DOLL, LAWRENCE KIRK | OWNER | 5236486 |
| ELSAS, ROGER DEWITT | OWNER | 200659 |
| FAY, MELISSA JO HILER | OWNER | 5360445 |
| MARTINKO, JOHN CHRISTOPHER | OWNER | 5286067 |
| KIM, HYUNG S | OWNER | 5653676 |
| BRENNAN, PAUL FRANCIS | CHIEF OPERATING OFFICER | 2170928 |
| EDWARDS, JOHN WILLIAM JR. | CHIEF FINANCIAL OFFICER/FINOP | 1757360 |
| MAGEE, MARY BRENNAN | TRUSTEE, THE PAUL F. BRENNAN TRUST (DATED MAY 12, 2015) UNDER THE JOHN V. BRENNAN TRUST OF MAY 12, 2015 | |
| SANOK, EDWARD WILLIAM | CHIEF COMPLIANCE OFFICER | 6301272 |
| THE PAUL F. BRENNAN TRUST (DATED MAY 12, 2015) UNDER THE JOHN V. BRENNAN TRUST OF MAY 12, 2015 | OWNER |
Disclosures
| Regulatory Event | 3 |
Red Flags
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