IS
Irwin B. Scheineson
B.B. GRAHAM & COMPANY
Sarasota, FL
Some features on this profile are disabled
CRD#: 1081386
IS
Professional summary
Irwin Bruce Scheineson is a registered financial advisor currently at B.B. GRAHAM & COMPANY, INC. located in Sarasota, Florida.
Irwin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Irwin has worked at 6 firms and has passed the Series 65, Series 63, Series 22TO, Series 6TO, Series 99TO, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Planning Works, LTD. LLC; Investment-related: Yes; Address: 4962 Brywill Circle, Sarasota, FL 34234; Nature of Business: Insurance Sales; Position/Title: Owner-Agent; Start Date: 1998; Hours Per Month:10 (10 During Business Hours); Duties: Insurance Sales Business Name: Rental Property; Investment-related: Yes; Address: Sarasota, FL 34234; Nature of Business: Real Estate Rental; Position/Title: Owner; Start Date: 2022; Hours Per Month: 4 (4 During Business Hours); Duties: Manage Real Estate Property
CRS (Client Relationship Summary) - RIA
Click below to view Irwin Bruce Scheineson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Irwin Bruce Scheineson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 16, 2025 - Present
B.B. GRAHAM & COMPANY, INC.
RIA
BD
CRD#: 41533
Sarasota, FL
Current
April 16, 2025 - Present
B.B. GRAHAM & COMPANY, INC.
RIA
BD
CRD#: 41533
Sarasota, FL
Past
October 29, 1999 - April 16, 2025
L.M. KOHN & COMPANY
RIA
CRD#: 27913
SARASOTA, FL
Past
March 23, 1998 - April 16, 2025
L.M. KOHN & COMPANY
BD
CRD#: 27913
SARASOTA, FL
Past
July 6, 1992 - March 23, 1998
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
WALTHAM, MA
Past
August 18, 1988 - July 6, 1992
KAVANAUGH SECURITIES, INC.
BD
CRD#: 10606
DALLAS, TX
Past
June 22, 1987 - April 5, 1988
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
Past
December 21, 1982 - September 29, 1988
NYLIFE SECURITIES LLC
BD
CRD#: 5167
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BG
B.B. GRAHAM & COMPANY, INC.
B.B. GRAHAM & COMPANY, INC.
CRD#: 41533 / SEC#: 801-106968, 8-49477
RIA
Registered Investment Advisory firm - SEC (12/3/2015 Approved)Arizona
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)California
Registered Investment Advisory firm - SEC (1/16/2016 Terminated)Florida
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)Illinois
Registered Investment Advisory firm - SEC (12/3/2015 Terminated)Iowa
Registered Investment Advisory firm - SEC (12/31/2015 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)Missouri
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)Nebraska
Registered Investment Advisory firm - SEC (12/31/2015 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)Texas
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (12/18/2015 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Colorado(4/16/2025)
IAR
Connecticut(5/2/2025)
IAR
Florida(4/21/2025)
RR
Florida(5/6/2025)
IAR
Georgia(4/23/2025)
IAR
Illinois(4/16/2025)
IAR
Kentucky(4/16/2025)
IAR
Maryland(4/16/2025)
IAR
Michigan(4/16/2025)
IAR
New Jersey(4/16/2025)
IAR
New York(4/16/2025)
IAR
Ohio(4/17/2025)
IAR
Pennsylvania(4/16/2025)
IAR
Wisconsin(4/16/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 22TO
Date: 4/16/2025
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 4/16/2025
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 4/16/2025
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BG
B.B. GRAHAM & COMPANY, INC.
B.B. GRAHAM & COMPANY, INC.
CRD#: 41533 / SEC#: 801-106968, 8-49477
RIA
Registered Investment Advisory firm - SEC (12/3/2015 Approved)Arizona
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)California
Registered Investment Advisory firm - SEC (1/16/2016 Terminated)Florida
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)Illinois
Registered Investment Advisory firm - SEC (12/3/2015 Terminated)Iowa
Registered Investment Advisory firm - SEC (12/31/2015 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)Missouri
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)Nebraska
Registered Investment Advisory firm - SEC (12/31/2015 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)Texas
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (12/18/2015 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
1700 W. Katella Ave., Orange, CA 92867
Mailing Address
1700 W. Katella Ave., Orange, CA 92867
Phone number
(714) 628-5200
Established
California since 06/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
28
SEC notice filing (45 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRAHAM, BRUCE EDWIN | PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP, PRINCIPAL FINANCIAL OFFICER | 2563258 |
| BETTFREUND, JOHN WAYNE JR | CHIEF COMPLIANCE OFFICER | 1448436 |
| CALLEN, DOUGLAS BRAD | SENIOR VICE PRESIDENT, PRINCIPAL OPERATIONS OFFICER | 2133945 |
| GODINEZ, MARIE ELIZABETH | CHIEF OPERATIONS OFFICER | 3020086 |
Regulatory assets under management
| Total Number of Accounts | 303 |
| AUM (Assets Under Management) | $ 196,073,458 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
