CS
Cheryl L. Stuart
THE MARSHALL FINANCIAL GROUP LLC
Kingston, NY
Some features on this profile are disabled
CRD#: 1081382
CS
Professional summary
Cheryl L. Stuart, who also goes by Cheryl Farley, Urbass Farley, Cheryl L Stuart, Cheryl Lee Stuart, Cheryl Lee Stuart Ruine, Cheryl Urbass, Cheryl L Urbass, is a registered financial advisor currently at THE MARSHALL FINANCIAL GROUP LLC located in Kingston, New York.
Cheryl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Cheryl has worked at 4 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cheryl Farley | Urbass Farley | Cheryl L Stuart | Cheryl Lee Stuart | Cheryl Lee Stuart Ruine | Cheryl Urbass | Cheryl L Urbass
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 100% Shareholder, Stuart Associates, Inc., a private entity established as an advisory firm for securities and financial planning. President and Director of Wealth Management as of 7/1/1984. Investment related. Research, preparation of reports, investigations of financial matters for law firms and accounting firms. Conducted at branch location; 80 Walnut Street, Kingston, New York 12401. Investment related. 2. Cheryl L. Stuart - financial planning, fixed insurance recommendations in life and disability insurance, long term care and investigations on behalf of law firms and accounting firms, as of 7/1/1982. Less than 20% of the time spent during business hours. Conducted at branch location. 3. Owner and Controlling Member of Historic Properties Preservation, LLC. As of 01/01/2007. Real estate acquisitions of historic investment properties, restoration and management of properties. No commissions involved. Rental income only. Investment Related. 4 hrs. time spent outside business hours with 80% percent of total yearly compensation. 4. Stuart Associates, Inc. - President. Advisory work and sales in Life Insurance, Disability Insurance and LTC. Prepare reports and recommendations, review illustrations, meet or speak with clients, as of 7/1/1982. 3 hrs. time spent outside business hours with 10% percent of total yearly compensation.
CRS (Client Relationship Summary) - RIA
Click below to view Cheryl L. Stuart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 2, 2024 - Present
THE MARSHALL FINANCIAL GROUP LLC
RIA
CRD#: 146362
Kingston, NY
Past
June 29, 2021 - August 29, 2024
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
Kingston, NY
Past
July 18, 2014 - August 29, 2024
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
Kingston, NY
Past
March 7, 1990 - July 22, 2014
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
HUDSON, NY
Past
February 10, 1983 - March 10, 1990
G. R. PHELPS & CO., INC.
BD
CRD#: 173
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TM
THE MARSHALL FINANCIAL GROUP LLC
FIDUCIARY FIRST ADVISORS | THE MARSHALL FINANCIAL GROUP LLC
CRD#: 146362 / SEC#: 801-117820
RIA
Registered Investment Advisory firm - (12/18/2019 Approved)Florida
Registered Investment Advisory firm - (2/11/2020 Terminated)Maryland
Registered Investment Advisory firm - (2/11/2020 Terminated)New Jersey
Registered Investment Advisory firm - (3/18/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - (2/14/2020 Terminated)Texas
Registered Investment Advisory firm - (2/11/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(9/2/2024)
IAR
Texas(12/3/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TM
THE MARSHALL FINANCIAL GROUP LLC
FIDUCIARY FIRST ADVISORS | THE MARSHALL FINANCIAL GROUP LLC
CRD#: 146362 / SEC#: 801-117820
RIA
Registered Investment Advisory firm - (12/18/2019 Approved)Florida
Registered Investment Advisory firm - (2/11/2020 Terminated)Maryland
Registered Investment Advisory firm - (2/11/2020 Terminated)New Jersey
Registered Investment Advisory firm - (3/18/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - (2/14/2020 Terminated)Texas
Registered Investment Advisory firm - (2/11/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
225 Schilling Circle Suite 295, Hunt Valley, MD 21031
Mailing Address
Phone number
(410) 563-1190
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,449 |
| AUM (Assets Under Management) | $ 593,043,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 07/24/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
