Thomas P. Slavin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Paul Slavin, who also goes by Thomas Pual Slavin, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1982. Thomas had worked at 2 firms and has passed the Series 63, Series 6, Series 22, Series 26 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 1992 - March 7, 2000
NIX SECURITIES COMPANY
November 8, 1982 - December 31, 1989
CIDCO INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
NIX SECURITIES COMPANY
CRD#: 10303 / SEC#: , 8-29610
Contact information
Documents
Red Flags
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