Jeffrey S. Glaser

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CRD#: 1081236

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey Scott Glaser was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 1982. Jeffrey had worked at 11 firms and has passed the SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 25, 2023 - December 3, 2024

J.H. DARBIE & CO., INC.

CRD#: 43520

NEW YORK, NY

Past

May 5, 2009 - June 8, 2023

KENNETH, JEROME & CO.,INC.

CRD#: 15541

Forked River, NJ

Past

July 7, 2008 - April 30, 2009

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

BAYVILLE, NJ

Past

January 3, 2003 - July 7, 2008

WORLD INVESTMENTS, LLC

CRD#: 20626

LINCROFT, NJ

Past

May 6, 2002 - November 22, 2002

BLUE VASE SECURITIES, LLC

CRD#: 46765

WASHINGTON, PA

Past

June 21, 2000 - May 6, 2002

CONSECO SECURITIES, INC.

CRD#: 29367

CARMEL, IN

Past

June 15, 1994 - June 19, 2000

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PHOENIX, AZ

Past

April 15, 1993 - April 15, 1994

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

April 15, 1993 - April 15, 1994

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

October 27, 1992 - November 12, 1992

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

WAVERLY, IA

Past

May 20, 1991 - March 11, 1993

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PHOENIX, AZ

Past

September 21, 1987 - June 26, 1989

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

December 20, 1982 - June 5, 1987

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

Past

December 20, 1982 - June 18, 1987

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/17/1982

Investment Company Products/Variable Contracts Representative Examination

Current Firm

J.H. DARBIE & CO., INC.

J.H. DARBIE & CO., INC. | J.H. DARBIE ADVISORY

CRD#: 43520 / SEC#: , 8-50335

Arizona

Registered Investment Advisory firm - SEC (7/3/2024 Approved)

New Jersey

Registered Investment Advisory firm - SEC (1/7/2008 Approved)

New York

Registered Investment Advisory firm - SEC (1/7/2008 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

48 Wall St., Suite 1206. Suite 1206, New York, NY 10005

Mailing Address

48 Wall St., Suite 1206. C/o Robert Rabinowitz, New York, NY 10005

Phone number

(212) 269-7271

Established

New York since 06/03/1997

Firm type

Corporation

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (46 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
RABINOWITZ, ROBERT Y	PRES, GSP	2821450
ANDERSON, ERIK JASON	CHIEF COMPLIANCE OFFICER	2686661
MATSIS, MICHAEL A	AMLCO	1455158
NAVEED, HASNAIN	FINOP, POO, PFO	7004810

Disclosures

Regulatory Event	10
Civil Event	1
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeffrey S. Glaser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

KENNETH, JEROME & CO.,INC.

VOYA FINANCIAL ADVISORS, INC.

WORLD INVESTMENTS, LLC

BLUE VASE SECURITIES, LLC

CONSECO SECURITIES, INC.

AMERICAN GENERAL SECURITIES INCORPORATED

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

AMERICAN GENERAL SECURITIES INCORPORATED

PRUCO SECURITIES, LLC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

SIE

Date: 10/1/2018

Series 6

Date: 12/17/1982

Current Firm

J.H. DARBIE & CO., INC.

Contact information

FINRA licenses (46 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

J.H. DARBIE & CO., INC.

TRUST BUT VERIFY

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