Randall W. Paseur
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randall Wayne Paseur was a registered financial professional .
Randall is a previously registered financial professional and started their career in finance in 1982. Randall had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2009 - November 4, 2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
October 22, 2009 - November 4, 2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
April 10, 2007 - October 21, 2009
CETERA WEALTH SERVICES, LLC
May 4, 2000 - October 21, 2009
CETERA WEALTH SERVICES, LLC
December 14, 1999 - May 25, 2000
J.P. TURNER & COMPANY, L.L.C.
November 11, 1996 - November 19, 1999
SUNPOINT SECURITIES, INC.
May 20, 1991 - October 31, 1996
CAPITAL INVESTMENT GROUP, INC.
November 9, 1982 - May 22, 1991
MADISON CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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