Thomas E. Connors

ISLAND FINANCIAL ADVISORS

Toms River, NJ 08753

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CRD#: 1081185

Professional summary

Thomas Edmund Connors, CFP® is a registered financial advisor currently at ISLAND FINANCIAL ADVISORS located in Toms River, New Jersey.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Thomas has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ISLAND FINANCIAL ADVISORS non investment related,429 HOOPER AVENUE TOMS RIVER, NJ 08753 -tax preparation practice. President 08/2012-Seasonal February 1st thru April 15th - 50 hours per week during that time span devote 5 hours per day to this business during securities trading hours -I prepare tax returns 2. ISLAND FINANCIAL ADVISORS non investment related,429 HOOPER AVENUE TOMS RIVER, NJ 08753 insurance -fixed annuities, life insurance, self-employed - agent since 9/1993 - 5 hours per week 1/2 hr per day during securities trading hours - discuss insurance products with clients/ prospects. 3. ISLAND FINANCIAL ADVISORS non investment related,429 HOOPER AVENUE TOMS RIVER, NJ 08753 real estate owner 1/2013 1 hour per month - zero hours during securities trading hours - landlord.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Edmund Connors's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

December 8, 2022 - Present

ISLAND FINANCIAL ADVISORS

Office #1: 429 Hooper Avenue, Toms River, NJ 08753

RIA

CRD#: 311662

Toms River, NJ

Past

September 7, 2018 - December 1, 2022

RED OAK CAPITAL MANAGEMENT, INC.

RIA

CRD#: 284188

Toms River, NJ

Past

June 17, 2016 - January 2, 2018

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 144426

TOMS RIVER, NJ

Past

March 7, 2016 - November 6, 2017

INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645

TOMS RIVER, NJ

Past

September 24, 2012 - March 11, 2016

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

TOMS RIVER, NJ

Past

September 10, 2012 - March 8, 2016

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

TOMS RIVER, NJ

Past

March 1, 2011 - July 19, 2012

ASSET & FINANCIAL PLANNING, LTD

RIA

CRD#: 110709

TOMS RIVER, NJ

Past

November 9, 1993 - July 19, 2012

PRIME CAPITAL SERVICES, INC.

CRD#: 18334

TOMS RIVER, NJ

Past

September 21, 1993 - September 27, 1993

PRIME CAPITAL SERVICES, INC.

CRD#: 18334

Past

May 29, 1990 - September 21, 1993

REICH & CO., INC.

CRD#: 19611

Past

June 2, 1986 - June 4, 1990

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

April 15, 1985 - June 18, 1986

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

September 13, 1984 - April 17, 1985

MORGAN STANLEY DW INC.

CRD#: 7556

Past

October 5, 1983 - December 10, 1984

PHILIPS, APPEL & WALDEN, INC.

CRD#: 659

Past

June 7, 1983 - October 10, 1983

BAIRD, PATRICK & CO., INC.

CRD#: 1149

Past

December 21, 1982 - August 23, 1983

PATTEN SECURITIES CORP.

CRD#: 8210

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(12/8/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/20/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/26/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/6/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/18/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/28/1997

General Securities Principal Examination

Current Firm

ISLAND FINANCIAL ADVISORS

ISLAND FINANCIAL ADVISORS | ISLAND FINANCIAL ADVISORS, LLC

CRD#: 311662 / SEC#:

New Jersey

Registered Investment Advisory firm - (12/21/2020 Approved)

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Contact information

Main Address

429 Hooper Avenue, Toms River, NJ 08753

Mailing Address

Phone number

(732) 505-9444

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	259
AUM (Assets Under Management)	$ 68,143,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas E. Connors

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Edmund Connors's CRS (Customer Relationship Summary).

Certified licenses

Experience

RED OAK CAPITAL MANAGEMENT, INC.

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

INTERNATIONAL ASSETS ADVISORY, LLC

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

ASSET & FINANCIAL PLANNING, LTD

PRIME CAPITAL SERVICES, INC.

PRIME CAPITAL SERVICES, INC.

REICH & CO., INC.

INVEST FINANCIAL CORPORATION

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

PHILIPS, APPEL & WALDEN, INC.

BAIRD, PATRICK & CO., INC.

PATTEN SECURITIES CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/20/2017

Series 63

Date: 4/26/1984

SIE

Date: 11/6/2017

Series 7

Date: 12/18/1982

Series 24

Date: 10/28/1997

Current Firm

ISLAND FINANCIAL ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ISLAND FINANCIAL ADVISORS

TRUST BUT VERIFY

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