Deborah A. Stauring
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Ann Stauring was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 1983. Deborah had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2012 - September 27, 2017
WINTHROP FINANCIAL, INC.
June 11, 2003 - December 8, 2011
HAROLD C. BROWN & CO., LLC
January 1, 1994 - June 30, 2003
HAROLD C. BROWN & CO., INC.
January 20, 1983 - January 1, 1994
HAROLD C. BROWN & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WINTHROP FINANCIAL, INC.
CRD#: 158852 / SEC#: 801-72751
Contact information
Red Flags
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