AA
Alan R. Adelman
FROST INVESTMENT ADVISORS
San Antonio, TX 78205
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CRD#: 1081125
AA
Professional summary
Alan Robert Adelman is a registered financial advisor currently at FROST INVESTMENT ADVISORS, LLC located in San Antonio, Texas.
Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Alan has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) The Sisters of Charity of the Incarnate Word, San Antonio; 4503 Broadway, San Antonio, TX. 78209, is a Non-Profit that serves the poor and vulnerable in the U.S., Mexico, Peru and Ireland. While the business is not investment-related, the Volunteer Position, Member of the Investment Committee and Core Investment Committee, is. Start Date: 2/1/2023, Appointed for a Three-year Term. Approximate Time Commitment: 4 hours per Quarter not during trading hours. Role: Assist Staff and Leadership with the Fiduciary oversight of Investment Accounts and Activities. (2) Community in Schools San Antonio, 1045 Cheever Blvd. Ste. 201, San Antonio TX. 78217, is a Non-Profit that provides support for Schools and Students in underserved areas of San Antonio. While the business is not investment-related, the Volunteer Position: Member of the Investment Committee, is. Start Date: 6/1/2022. Approximate Time Commitment: 3 Hours per Quarter not during trading hours. Role: Assist Staff and Board with the Fiduciary oversight of Investment Accounts and activities. (3) San Antonio Lighthouse for the Blind and Vision Impaired, 2305 Roosevelt Ave., San Antonio, TX, is a Non-Profit that provides vocational training and services for the Blind and Vision Impaired in the San Antonio Community. While the business is not investment-related, the Volunteer Position, Member of the Investment Committee, is. Start Date: 1/3/2023. Approximate Time Commitment: 3 Hours per Quarter not during trading hours. Role: Assist Staff and Leadership with Fiduciary oversight of Investment Accounts and activities.
CRS (Client Relationship Summary) - RIA
Click below to view Alan Robert Adelman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 30, 2019 - Present
FROST INVESTMENT ADVISORS, LLC
Office #1: 111 West Houston Street 10th Floor, San Antonio, TX 78205RIA
CRD#: 146148
San Antonio, TX
Past
February 23, 1988 - July 19, 1988
LEHMAN BROTHERS INC.
BD
CRD#: 7506
Past
November 4, 1986 - February 13, 1988
SHEARSON PACIFIC
BD
CRD#: 16957
Past
October 20, 1986 - November 5, 1986
WELLS FARGO SECURITIES INC.
BD
CRD#: 17438
Past
December 22, 1982 - May 1, 1984
LEHMAN BROTHERS INC.
BD
CRD#: 7506
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FI
FROST INVESTMENT ADVISORS, LLC
FROST INVESTMENT ADVISORS, LLC | FROST WEALTH MANAGEMENT SERVICES | FROST INVESTMENT MANAGEMENT COMPANY
CRD#: 146148 / SEC#: 801-68724
RIA
Registered Investment Advisory firm - (1/25/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(7/30/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
FI
FROST INVESTMENT ADVISORS, LLC
FROST INVESTMENT ADVISORS, LLC | FROST WEALTH MANAGEMENT SERVICES | FROST INVESTMENT MANAGEMENT COMPANY
CRD#: 146148 / SEC#: 801-68724
RIA
Registered Investment Advisory firm - (1/25/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
111 West Houston Street 10th Floor, San Antonio, TX 78205
Mailing Address
Post Office Box 2509, San Antonio, TX 78299-2509
Phone number
(210) 220-5070
Established
Firm type
Fiscal year end
# of Employees
31
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 5,435,683,122 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2024 | ||
| 11/09/2023 | ||
| 12/09/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
