Raymond J. Berg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond Joseph Berg was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 1982. Raymond had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6, Series 15 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2015 - October 10, 2024
OMEGA WEALTH MANAGEMENT GROUP LLC
January 17, 2003 - March 4, 2015
LPL FINANCIAL LLC
June 30, 2000 - March 4, 2015
LPL FINANCIAL LLC
August 17, 1995 - July 6, 2000
FSC SECURITIES CORPORATION
May 2, 1991 - August 17, 1995
AAM SECURITIES, INC.
December 21, 1982 - August 31, 1988
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 15
Date: 3/7/1983
Foreign Currency Options ExaminationCurrent Firm
OMEGA WEALTH MANAGEMENT GROUP LLC
CRD#: 174976 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 58 |
| AUM (Assets Under Management) | $ 6,496,000 |
Red Flags
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