Dean G. Ringdahl

AGNELLO FINANCIAL GROUP

West Palm Beach, FL 33401-4015

Some features on this profile are disabled

CRD#: 1080956

Professional summary

Dean Gregory Ringdahl, CFP®, who also goes by Greg Ringdahl, is a registered financial advisor currently at AGNELLO FINANCIAL GROUP, INC. located in West Palm Beach, Florida and OSAIC WEALTH, INC. located in West Palm Beach, Florida.

Dean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Dean has worked at 13 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Greg Ringdahl

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INDEPENDENT RIA: GREG RINGDAHL, CFP, AGNELLO FINANCIAL GROUP, 712 N. OLIVE AVE., WEST PALM BEACH, FL. IAR: 120 HOURS/MONTH; SIX HOURS/DAY DURING TRADING HOURS. OVERSEES AND SOLICITS INVESTMENT ADVISORY ACCOUNTS. INVESTMENT ADVISORY AND FINANCIAL PLANNING SERVICES. 2. GREG RINGDAHL, CFP POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/1980 ADDRESS: 712 North Olive Avenue, West Palm Beach FL 33401-4015, United States DESCRIPTION: Maintaining existing life insurance, medicare supplement and health savings account policies. Soliciting new policies.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dean Gregory Ringdahl's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1994

Experience

Current

September 21, 2007 - Present

AGNELLO FINANCIAL GROUP, INC.

Office #1: 712 North Olive Avenue, West Palm Beach, FL 33401-4015

RIA

CRD#: 141522

West Palm Beach, FL

Current

November 3, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 712 North Olive Avenue, West Palm Beach, FL 33401-4015

RIA

CRD#: 23131

West Palm Beach, FL

Past

September 10, 2002 - November 8, 2017

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

WEST PALM BEACH, FL

Past

May 28, 2002 - November 3, 2023

FSC SECURITIES CORPORATION

CRD#: 7461

WEST PALM BEACH, FL

Past

June 25, 2001 - May 1, 2002

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

June 11, 2001 - June 26, 2001

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

December 9, 1999 - March 13, 2000

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

October 12, 1995 - June 11, 2001

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

August 25, 1994 - October 2, 1995

INVESTACORP, INC.

CRD#: 7684

MIAMI, FL

Past

June 25, 1992 - June 22, 1994

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Past

May 31, 1991 - June 17, 1992

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

May 9, 1990 - October 15, 1990

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

CRD#: 2873

NEW YORK, NY

Past

May 9, 1990 - March 5, 1991

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

June 3, 1988 - November 11, 1989

CROWN FINANCIAL ASSOCIATES, INC.

CRD#: 22172

Past

January 19, 1983 - May 4, 1988

LOWRY FINANCIAL SERVICES CORPORATION

CRD#: 7291

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AGNELLO FINANCIAL GROUP, INC.

CRD#: 141522 / SEC#: 801-109967

RIA

Registered Investment Advisory firm - (2/13/2017 Approved)

Florida

Registered Investment Advisory firm - (3/16/2017 Terminated)

Michigan

Registered Investment Advisory firm - (4/3/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(9/21/2007)

Florida
(11/3/2023)

North Carolina
(11/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 2/2/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/15/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/4/1985

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

AGNELLO FINANCIAL GROUP, INC.

CRD#: 141522 / SEC#: 801-109967

RIA

Registered Investment Advisory firm - (2/13/2017 Approved)

Florida

Registered Investment Advisory firm - (3/16/2017 Terminated)

Michigan

Registered Investment Advisory firm - (4/3/2017 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

712 North Olive Avenue, West Palm Beach, FL 33401-4015

Mailing Address

Phone number

(561) 833-7080

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFG ADV PART 2 BROCHURE (3/6/2025)

Regulatory assets under management

Total Number of Accounts	464
AUM (Assets Under Management)	$ 328,660,652

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Robert Burns

J.P. MORGAN SECURITIES LLC

IAR

Palm Beach Gardens, FL

Spencer Carpenter Iv

TRUIST ADVISORY SERVICES, INC.

IAR

WEST PALM BEACH, FL

Benjamin Silberman

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Palm Beach Gardens, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Dean G. Ringdahl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dean Gregory Ringdahl's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

MUTUAL SERVICE CORPORATION

SUNAMERICA SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

MUTUAL SERVICE CORPORATION

INVESTACORP, INC.

AVANTAX INVESTMENT SERVICES, INC.

MML INVESTORS SERVICES, LLC

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

MONY SECURITIES CORPORATION

CROWN FINANCIAL ASSOCIATES, INC.

LOWRY FINANCIAL SERVICES CORPORATION

Primary Firm SEC Registration

AGNELLO FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/2/1983

SIE

Date: 10/1/2018

Series 7

Date: 1/15/1983

Series 24

Date: 2/4/1985

FINRA

Current Firm

AGNELLO FINANCIAL GROUP, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AGNELLO FINANCIAL GROUP, INC.

TRUST BUT VERIFY

Similar Advisors