George E. Roper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George E Roper, who also goes by George Edward Roper Sr, George Edward Roper, George Edward Sr Roper, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1983. George had worked at 10 firms and has passed the Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2021 - October 28, 2022
WOODMEN FINANCIAL SERVICES, INC.
October 7, 2010 - April 29, 2011
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
May 4, 2006 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
May 4, 2006 - October 15, 2008
MSI FINANCIAL SERVICES, INC.
June 26, 2001 - July 11, 2001
AMERICAN GENERAL SECURITIES INCORPORATED
November 5, 1998 - July 25, 2001
ALLEN DOUGLAS SECURITIES, INC.
April 15, 1997 - September 16, 1998
TRIAD ADVISORS LLC
September 8, 1994 - April 19, 1995
PRUCO SECURITIES, LLC.
May 14, 1993 - April 25, 1994
CANTELLA & CO., INC.
August 29, 1985 - May 3, 1991
PRUCO SECURITIES, LLC.
June 12, 1984 - March 22, 1985
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
February 2, 1983 - May 4, 1984
METROPOLITAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 8/16/2021
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
WOODMEN FINANCIAL SERVICES, INC.
CRD#: 117365 / SEC#: , 8-53592
Contact information
FINRA licenses (38 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WFS HOLDINGS, INC. | 100% OWNER OF WOODMEN FINANCIAL SERVICES, INC. | |
| BENGTSON, CYNTHIA SHAWN | DIRECTOR AND CHAIRMAN | 6073749 |
| BUDERUS, TIMOTHY KEVIN | PRESIDENT, CEO AND DIRECTOR | 3083401 |
| DARLING, DANIEL RUSSELL | SENIOR SALES MANAGER | 5220507 |
| DAY, JACOB MICHAEL | DIRECTOR | 5003086 |
| DRIFFILL, CHARLES REICH JR. | DIRECTOR | 5239194 |
| EBLEN, LINDSEY JEAN | FINOP AND REVIEW PRINCIPAL (CFO)/TREASURER | 4496236 |
| OLARI, NICHOLAS CONNER | DIRECTOR AND SECRETARY | 6079027 |
| PORTER, RAHJA | CHIEF COMPLIANCE OFFICER | 6860469 |
| ROSAUER, ADAM THOMAS | MANAGER OF OPERATIONS | 4761408 |
Red Flags
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