Kevin J. O'day
SPC
Mapleton, UT
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CRD#: 1080867
Professional summary
Kevin James O'day, CFP®, who also goes by Kevin James Oday, is a registered financial advisor currently at SPC located in Mapleton, Utah and PARKLAND SECURITIES, LLC located in Mapleton, Utah.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Kevin has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kevin James Oday
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. DBA: "THE O'DAY GROUP", OFFERING SECURITIES PRODUCTS THROUGH PARKLAND SECURITIES, LLC. 2. LTCI STRATEGIC PARTNERS LLC, 3548 S MAPLETON ESTATES DR MAPLETON, UT 84664, CATEGORY: INSURANCE & INVESTMENT-RELATED, OFFERING LTC & LIFE INSURANCE SERVICING TO EXISTING POLICY HOLDERS, HOURS PER MONTH: 5 3. THE O'DAY GROUP, INC. IS THE BUSINESS FUNDING/OPERATING ACCOUNT FOR THE O'DAY GROUP AND LEASES OFFICE SPACE FROM KEVIN J. O'DAY AT 3548 S MAPLETON ESTATES DR MAPLETON, UT 84664. 4. PARTNERS FOR LIFE (NOT A DBA BUT A SERVICE MARK AND MARKETING NAME FOR LTCI STRATEGIC PARTNERS, LLC). START DATE: 6/1/15. APPROX 20-80 HRS/MO WITH 80% DURING MARKET HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin James O'day's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1985
Experience
Current
January 11, 2013 - Present
SPC
RIA
CRD#: 110692
Mapleton, UT
Current
January 11, 2013 - Present
PARKLAND SECURITIES, LLC
BD
CRD#: 115368
Mapleton, UT
Past
January 25, 2012 - November 6, 2012
LEVEL FOUR ADVISORY SERVICES
RIA
CRD#: 134086
NEWARK, DE
Past
March 30, 2006 - January 18, 2013
OSAIC FS, INC.
RIA
CRD#: 3870
NEWARK, DE
Past
June 22, 1987 - January 18, 2013
OSAIC FS, INC.
BD
CRD#: 3870
NEWARK, DE
Past
May 13, 1983 - June 29, 1987
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
Past
January 19, 1983 - May 13, 1983
PW SECURITIES, INC.
BD
CRD#: 6775
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(1/11/2013)
RR
Florida(1/11/2013)
RR
Maryland(1/11/2013)
RR
Pennsylvania(1/11/2013)
RR
Utah(1/11/2013)
IAR
Utah(3/9/2021)
RR
Virginia(1/8/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
