Theodore K. Gregory
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore Knox Gregory was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 1983. Theodore had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 2002 - July 12, 2017
GREGORY ADVISORS INC.
July 8, 1997 - September 18, 2007
OSAIC WEALTH, INC.
July 13, 1993 - September 18, 2007
OSAIC WEALTH, INC.
May 11, 1987 - July 12, 1993
TITAN/VALUE EQUITIES GROUP, INC.
July 1, 1986 - May 18, 1987
QUEST CAPITAL STRATEGIES, INC.
February 21, 1985 - July 12, 1993
TITAN/VALUE EQUITIES GROUP, INC.
June 29, 1984 - July 17, 1986
TITAN/VALUE EQUITIES GROUP, INC.
January 25, 1983 - March 25, 1987
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GREGORY ADVISORS INC.
CRD#: 112537 / SEC#: 801-67318
Contact information
Regulatory assets under management
| Total Number of Accounts | 166 |
| AUM (Assets Under Management) | $ 42,193,673 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
