George S. Kenis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Samuel Kenis, who also goes by George Samuel Kenis Sr, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1983. George had worked at 16 firms and has passed the Series 63, Series 7, Series 2 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2006 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
December 14, 2006 - April 24, 2009
MSI FINANCIAL SERVICES, INC.
July 8, 2004 - December 17, 2004
MERRIMAC CORPORATE SECURITIES, INC.
February 7, 2004 - November 5, 2004
ALLEN DOUGLAS SECURITIES, INC.
May 24, 2001 - October 23, 2001
FORESTERS EQUITY SERVICES, INC.
August 10, 2000 - June 27, 2001
AMERITAS INVESTMENT COMPANY, LLC
July 24, 1998 - August 11, 2000
ALLEN DOUGLAS SECURITIES, INC.
September 13, 1996 - September 16, 1998
TRIAD ADVISORS LLC
December 13, 1993 - December 7, 1994
STEIN, SHORE SECURITIES, INC.
August 3, 1992 - September 9, 1992
PREMIERETRADE SECURITIES, INC.
May 11, 1992 - July 17, 1992
WS GRIFFITH SECURITIES, INC.
April 1, 1991 - June 7, 1991
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 9, 1990 - April 1, 1991
PW SECURITIES, INC.
May 11, 1990 - October 2, 1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
May 11, 1990 - October 2, 1990
PRUCO SECURITIES, LLC.
January 11, 1989 - May 1, 1990
MML INVESTORS SERVICES, LLC
February 29, 1988 - November 30, 1988
TOWER SQUARE SECURITIES, INC.
February 22, 1983 - April 19, 1988
METROPOLITAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 12/29/1986
Non-Member General Securities ExaminationCurrent Firm
METROPOLITAN LIFE INSURANCE COMPANY
CRD#: 4095 / SEC#: , 8-14901
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| METLIFE, INC. | 100% SHAREHOLDER | |
| BARNETTE, CURTIS HANDLEY | DIRECTOR | |
| DOLE, BURTON A | DIRECTOR | |
| GRISE, CHERYL | DIRECTOR | |
| HALPERIN, JEFFREY PAUL | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER & ANTI-MONEY LAUNDERING OFFICER | 2899327 |
| HENRIKSON, CARL ROBERT | CHIEF EXECUTIVE OFFICER, PRESIDENT & CHAIRMAN OF THE BOARD | 243239 |
| HOLTZER, DAVID MICHAEL | CHIEF COMPLIANCE OFFICER, BROKER DEALER | 4345697 |
| HOUGHTON, JAMES RICHARDSON | DIRECTOR | |
| JOURNY, TIMOTHY LYONS | SENIOR VICE PRESIDENT AND GENERAL AUDITOR | |
| KAMEN, HARRY PAUL | DIRECTOR | 1545937 |
| KANDARIAN, STEVEN ALBERT | EXECUTIVE VICE PRESIDENT & CIO | |
| KAPLAN, HELENE L | DIRECTOR | |
| KEANE, JOHN M. | DIRECTOR | |
| KILTS, JAMES | DIRECTOR | |
| LEIGHTON, CHARLES | DIRECTOR | |
| LIPSCOMB, JAMES LOUIS | EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL | |
| MATHEWS, SYLVIA | DIRECTOR | |
| MULLANEY, WILLIAM JOSEPH | PRESIDENT, INSTITUTIONAL BUSINESS | 2641484 |
| PRICE, HUGH BERNARD | DIRECTOR | |
| REIN, CATHERINE AMELIA | SENIOR EXECUTIVE VICE PRESIDENT AND CHIEF ADMINISTRATIVE OFFICER | 2605134 |
| SICCHITANO, KENTON JOSEPH | DIRECTOR | |
| STEERE, WILLIAM CAMPBELL | DIRECTOR | |
| TOPPETA, WILLIAM JOHN | PRESIDENT, INTERNATIONAL | 2835140 |
| VIETRI, MICHAEL JOSEPH | EXECUTIVE VICE PRESIDENT | 1068983 |
| WEBER, LISA M | PRESIDENT, INDIVIDUAL BUSINESS | |
| WHEELER, WILLIAM JAMES | EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER | 1208521 |
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
