George J. Kingston

KINGSTON FINANCIAL SERVICES

Aptos, CA

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CRD#: 1080793

Professional summary

George Joseph Kingston, CFP® is a registered financial advisor currently at KINGSTON FINANCIAL SERVICES located in Aptos, California.

George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. George has worked at 4 firms and has passed the Series 63, SIE, Series 5, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

B Sharp Enterprise, write and sell non-investment related books , 10890 Osage Road, Reno, 89508, owner, Jan 2025, 10% time or 1 hour per day

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Joseph Kingston's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1987

Experience

Current

June 15, 2012 - Present

KINGSTON FINANCIAL SERVICES

RIA

CRD#: 137198

Aptos, CA

Past

December 31, 1997 - September 12, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

APTOS, CA

Past

April 3, 1989 - September 12, 2022

LPL FINANCIAL LLC

CRD#: 6413

APTOS, CA

Past

April 19, 1983 - April 22, 1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

January 19, 1983 - June 14, 1983

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/15/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/11/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 5

Date: 5/18/1983

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 4/16/1983

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/18/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/19/1990

General Securities Principal Examination

Current Firm

KINGSTON FINANCIAL SERVICES

KINGSTON FINANCIAL SERVICES | KINGSTON, GEORGE JOSEPH

CRD#: 137198 / SEC#:

California

Registered Investment Advisory firm - (6/15/2012 Approved)

Nevada

Registered Investment Advisory firm - (5/12/2025 Approved)

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Contact information

Main Address

Reno, NV

Mailing Address

Phone number

(408) 497-4412

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

George J. Kingston

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Joseph Kingston's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

State Registrations and Notice Filings

Exams

Series 63

Date: 5/11/1983

SIE

Date: 10/1/2018

Series 5

Date: 5/18/1983

Series 7

Date: 4/16/1983

Series 6

Date: 1/18/1983

Series 24

Date: 9/19/1990

Current Firm

KINGSTON FINANCIAL SERVICES

Contact information

Documents

Red Flags

Company Information

KINGSTON FINANCIAL SERVICES

TRUST BUT VERIFY

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