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Timothy Ramsey Mccormick

SAN ANTONIO, TX
·CRD# 1080598·42 years experience

Professional Summary

Timothy Ramsey Mccormick, who also goes by Timothy Ramsey Mccormack, Tim Mccormick, was a registered financial advisor. Timothy was registered as a RR (Registered Representative) and started their career in finance in 1982. Timothy had worked at 7 firms and has passed the Series 63, Series 65, Series 52TO, SIE, Series 50, Series 7, Series 24 and Series 53 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Timothy Ramsey Mccormack, Tim Mccormick

Blog Corner

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Videos & Posts

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Contact Information

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

Unknown Firm·
111 W. Houston St. 8th Fl, San Antonio, TX, 78205
October 9, 2026 - Present
FROST INVESTMENT SERVICES·CRD# 286129
RIA
San Antonio, TX
May 24, 2022 - May 20, 2026
FROST BROKERAGE SERVICES, INC.·CRD# 17465
BD
San Antonio, TX
April 14, 2004 - May 20, 2026
WELLS FARGO BROKERAGE SERVICES, L.L.C.·CRD# 16100
BD
Minneapolis, MN
April 12, 1996 - February 11, 1997
VICTORIA SECURITIES CORPORATION·CRD# 22289
BD
June 15, 1993 - April 22, 1996
STIFEL, NICOLAUS & COMPANY, INCORPORATED·CRD# 793
BD
St. Louis, MO
March 9, 1984 - November 4, 1991
FITZGERALD, DEARMAN & ROBERTS, INC.·CRD# 317
BD
December 21, 1982 - April 25, 1984

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Officer for Frost Bank's Capital Markets, 111 W Houston St., San Antonio, TX 78205. Investment-related. Started May 2006, 8 hrs/month. Head underwriter for Frost Capital Markets - provides advice related to pricing and structure of municipal securities as it may relate to municipal advisory business.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2004About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed May 1996About the Series 65 exam

Series 52TO — Municipal Securities Representative Examination

Passed Oct 2026About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 50 — Municipal Advisor Representative Qualification Exam

Passed Aug 2017About the Series 50 exam

Series 7 — General Securities Representative Examination

Passed Apr 2004About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 2004About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Jul 1995About the Series 53 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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