Christopher M. Downey

FRED ALGER & COMPANY

NEW YORK, NY 10004

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CRD#: 1080546

Professional summary

Christopher Michael Downey, who also goes by Christopher M Downey, is a registered financial professional currently at FRED ALGER & COMPANY, LLC located in New York, New York.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1982. Christopher has worked at 11 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Christopher M Downey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Michael Downey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 8, 2023 - Present

FRED ALGER & COMPANY, LLC

Office #1: 100 Pearl Street 27th Floor, New York, NY, 10004

CRD#: 5300

NEW YORK, NY

Past

August 25, 2021 - August 5, 2022

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

CUYAHOGA FALLS, OH

Past

August 25, 2021 - August 5, 2022

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

CUYAHOGA FALLS, OH

Past

July 5, 2019 - October 15, 2020

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.

CRD#: 13594

SAN MATEO, CA

Past

May 8, 2006 - October 13, 2020

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

CRD#: 332

FISHERS, IN

Past

April 6, 2005 - April 4, 2006

BOFA ADVISORS, LLC

RIA

CRD#: 107900

BOSTON, MA

Past

April 7, 2003 - April 4, 2006

BOFA DISTRIBUTORS, INC.

CRD#: 30683

BOSTON, MA

Past

April 30, 1997 - January 13, 2003

BOFA DISTRIBUTORS, INC.

CRD#: 30683

BOSTON, MA

Past

January 1, 1995 - November 5, 1996

AMERICA NORTHCOAST SECURITIES, INC.

CRD#: 16076

CLEVELAND, OH

Past

December 11, 1991 - December 6, 1994

SOCIETY INVESTMENTS, INC.

CRD#: 17656

Past

September 4, 1990 - August 16, 1991

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

November 14, 1983 - September 4, 1990

PRESCOTT, BALL & TURBEN, INC.

CRD#: 7656

Past

December 20, 1982 - October 27, 1983

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Ohio
(8/8/2023)

Pennsylvania
(8/8/2023)

Exams

State Security Law Exam

IAR

Series 66

Date: 4/4/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/10/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/15/1984

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/17/1982

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 53

Date: 5/2/1996

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 4/4/1995

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/12/1993

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

FRED ALGER & COMPANY, LLC

FRED ALGER & COMPANY, INCORPORATED | FRED ALGER & COMPANY, LLC

CRD#: 5300 / SEC#: , 8-15900

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

100 Pearl Street 27th Floor, New York, NY, 10004

Mailing Address

100 Pearl Street 27th Floor, New York, NY, 10004

Phone number

(212) 806-8800

Established

Delaware since 10/01/2019

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ALGER GROUP HOLDINGS, LLC	PARENT
HOFMANN, CHRISTOPH	PRESIDENT	4748990
KINCEL, ROBERT LOUIS	CHIEF FINANCIAL OFFICER, PFO, POO	2747237
LEE, AARON SANG	CHIEF COMPLIANCE OFFICER	5240841
PAYNE, TINA	GENERAL COUNSEL	5391957

Disclosures

Regulatory Event	6
Civil Event	1

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher M. Downey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Michael Downey's CRS (Customer Relationship Summary).

Certified licenses

Experience

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

BOFA ADVISORS, LLC

BOFA DISTRIBUTORS, INC.

BOFA DISTRIBUTORS, INC.

AMERICA NORTHCOAST SECURITIES, INC.

SOCIETY INVESTMENTS, INC.

WELLS FARGO CLEARING SERVICES, LLC

PRESCOTT, BALL & TURBEN, INC.

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/4/2005

Series 63

Date: 3/10/1992

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/15/1984

Series 6

Date: 12/17/1982

Series 53

Date: 5/2/1996

Series 4

Date: 4/4/1995

Series 24

Date: 2/12/1993

FINRA

NYSE American LLC

NYSE Arca, Inc.

Nasdaq Stock Market

New York Stock Exchange

Current Firm

FRED ALGER & COMPANY, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FRED ALGER & COMPANY, LLC

TRUST BUT VERIFY

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